Let’s cut to the chase. We’re here to talk about a serious allegation. The subject: Frank Martin, a broker and investment advisor. The allegation: failure to supervise and prevent excessive trading in customer accounts. The result: customers paying a whopping $663,463 in commissions, fees, and margin interest. But who’s investigating this? Haselkorn & Thibaut, a […]

Are you an investor who’s recently been given the runaround? If so, you’re not alone. An allegation has surfaced that’s serious enough to make your ears prick up. A client of Joseph Cerullo at Edward D. Jones & Co., L.P. (Edward Jones) has lodged a complaint, alleging that he was misled into purchasing a 6-month

Hold onto your hats, folks! We’ve got a whopper of a story to share with you today. It’s about a serious allegation that’s been made against a registered representative, and it’s one that’s causing quite a stir. So, what’s the beef, you ask? Well, let’s dive right in, shall we? The Allegation Explained Amanda Matthews,

It’s a tale as old as time, but with a modern twist. An investor, drawn in by the promise of high returns, places their trust in an advisor. But instead of the promised windfall, they’re left with a bitter taste of disappointment and a significant dent in their wallet. This is the unfortunate reality for

There’s a storm brewing in the world of financial investments, and it’s centered around one Stewart Ginn and the Independent Financial Group. The allegations are serious, and the potential fallout could be devastating for many unsuspecting investors. But before we delve into the murky waters of this financial scandal, let’s break it down in simple