Haslelkorn & Thibaut, P.A. continues to investigate the liability of the brokerage firms that recommended the FS Energy and Power Fund (FSEP) to investors. The company has recently reported a decline in value and we may be able to help you recover your financial losses. The company’s website says: “Market events in 2020 have impacted financial markets …
FS Energy & Power Fund Loss Recovery Options For Investors Read More »
Our law firm is getting calls from people that invested in Sierra Income Corporation, a non-traded business development company (BDC). In 2019 there was a merger with Medley Capital, income, but for original investors who paid at or near $10.00/share for Sierra Income, there are currently significant investment losses to consider. Unfortunately, Sierra Income Corp …
Sierra Income Corporation Losses Continue For Investors (Medley Capital) Read More »
A number of firms including UBS, Morgan Stanley, and Bank of America, have been asked by regulators to pay approximately $1.8 billion in the form of penalties for their failures with regard to the preservation of electronic communications of employees. The subject is one that regulators have been concerned about for several years. The levy …
The sales of complex exchange-traded funds and penny stocks by the advisors of Oppenheimer, and several other matters, have been attracting the interest of regulators for a long time. The company has recently been asked to pay $36.7 million by an arbitration panel of the Financial Industry Regulatory Authority (FINRA) to a set of 8 …
Oppenheimer Ordered to Pay $36.7 Million Due to Woods Ponzi Scheme Read More »
Investors continue to get more more bad news on GWG Holdings Inc. (GWGH). GWG filed for Chapter 11 protection in the US Bankruptcy Court in the Southern District of Texas (case number 22-90032) on April 21, 2022. Investors are facing massive losses and filed a GWG Holdings lawsuit “FINRA” claim to recover losses for alleged …
GWG Holdings Lawsuit (FINRA) Investor October Update Read More »