Chris Abeyta, a former investment advisor with West Wealth Management, is currently facing allegations of violating client privacy and Regulation SP. According to the complaint filed on January 17, 2024, Abeyta and West allegedly mailed a client’s name to Abeyta’s new firm without the client’s authorization. The case is currently pending, and the details of […]

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Grand Junction, Colorado financial advisor Ford Keeler (CRD# 1696709) following recent investor complaints alleging unsuitable investment recommendations. With over 50 years of experience and a 98% success rate, the firm is reviewing claims related to Mr. Keeler’s activities at LPL Financial,

Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into St. Petersburg-based financial advisor John Anthony Nole and his employer, Paulson Investment Company LLC. With over 50 years of experience and a 98% success rate, the firm is examining potential investor concerns related to Mr. Nole’s professional conduct and customer dispute

Chris Abeyta, a registered investment advisor with American Wealth Advisors (AWA), is currently facing allegations of misconduct related to the sale of fixed annuities. According to the pending customer dispute filed on January 17, 2024, clients allege that Abeyta pressured them to invest in fixed annuity products without properly disclosing his financial incentives and conflicts

Haselkorn & Thibaut has opened an investigation into financial advisor Eddie Williams (CRD# 2239318) of LifeMark Securities Corporation following a recent investor complaint alleging unsuitable investment recommendations and breach of fiduciary duty. If you’ve experienced investment losses while working with Mr. Williams, understanding the details of this complaint and recognizing potential red flags can help