Financial Advisor Lost My Money

Haselkorn & Thibaut Investigates Financial Advisor Craig Roy at LPL Enterprise

Haselkorn & Thibaut, a leading national investment fraud law firm, has initiated an investigation concerning Craig Roy, financial advisor in Baton Rouge, Louisiana, affiliated with LPL Enterprise (CRD# 6834029). If you are an investor who has worked with Craig Roy, or you have concerns regarding your investments, this research report is specifically prepared for you. […]

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Financial Advisor Lost My Money

Charles Chan Under Investigation; Advisor at Cetera Wealth Services and Cetera Investment Advisers

Haselkorn & Thibaut has opened an investigation into Charles Chan, a Lexington, Kentucky-based financial advisor currently registered with Cetera Wealth Services and Cetera Investment Advisers. Investors working with Charles Chan may have questions regarding recent customer complaints, regulatory history, and what steps they can take if they’ve experienced losses. As an investor, staying informed and

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Advisor Group Complaints Highlight Investor Concerns Over Supervision and Fees

You know how the hardest part of an investment review isn’t market risk—it’s the silent friction from weak supervision and layered fees. Advisor Group FINRA complaints often follow that exact pattern: a firm’s systems miss a waiver, overlook a share class, or fail to flag a risky recommendation early. In January 2023, FINRA ordered three

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Financial Advisor Lost My Money

Haselkorn & Thibaut Investigates Clearwater Advisor Christopher Labadie of LPL Financial

Haselkorn & Thibaut has announced an active investigation into Clearwater, Florida financial advisor Christopher Labadie (CRD# 4696143), who is currently registered with LPL Financial, doing business as Livingston Financial Group. As a national law firm dedicated to helping investors, Haselkorn & Thibaut offers free and confidential consultations for those who believe they may have experienced

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Financial Advisor Lost My Money

Investigation into Darrick Hutchens, former Purshe Kaplan Sterling advisor at Monon Wealth Management

Haselkorn & Thibaut has opened an investigation into Darrick Hutchens, a financial advisor based in Carmel, Indiana, who is currently associated with Monon Wealth Management and formerly registered with Purshe Kaplan Sterling Investments. If you are an investor concerned about your accounts or have suffered investment losses, we encourage you to review the information below

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