Haselkorn & Thibaut Launches Investigation Into Brian Candler – Overland Park, Kansas Financial Advisor at JCC Capital Markets and Cabin Securities
Are you an investor working with Brian Candler in Overland Park, Kansas? Haselkorn & Thibaut—a national law firm dedicated to investor advocacy—has opened an investigation into recent investor complaints and disclosures involving this financial advisor. If you have questions or concerns about your investments or have experienced unexplained losses, taking proactive steps is crucial.
Who is Brian Candler?
Brian Candler (CRD# 2802438) is a financial advisor currently registered as a broker with JCC Capital Markets and Cabin Securities, as well as an investment advisor with Cabin Securities. With 29 years of securities industry experience, Mr. Candler is based in Overland Park, Kansas. His professional registrations span various states, making him accessible to a broad range of investors across the United States.
Current Registrations:
- Broker – JCC Capital Markets (since 2016)
- Broker and Investment Advisor – Cabin Securities (Broker since 2006, Advisor since 2022)
Additional Credentials:
- Has passed nine securities industry qualifying exams, including Series 7, Series 24, Series 63, Series 65, Series 4, Series 27, Series 99TO, Series 79TO, and the SIE.
- Licensed in multiple states, including Arkansas, California, Kansas, Texas, New Jersey, and more.
Complaint and Disclosure Summary for Brian Candler
Understanding an advisor’s regulatory history and any customer complaints is critical for assessing your own risk exposure as an investor. Here is a detailed and up-to-date overview:
| Field | Result |
|---|---|
| Customer Complaints | One pending investor complaint alleging $3.4 million in damages (filed December 2025) |
| Regulatory Actions (FINRA) | One disciplinary action (2015): censure, $2,500 fine, 10-day suspension |
| SEC Enforcement Actions | None |
| State Regulator Actions | None |
Details of Investor Complaint
- Date Filed: December 2025
- Allegations: Fraud, breach of fiduciary duty, material misrepresentations/omissions, unsuitable private placement recommendation, and breach of contract
- Damages Sought: $3.4 million
- Status: Pending
- Advisor’s Response: Mr. Candler stated that the investment was subject to robust due diligence by the firm and discussed with a “sophisticated real estate investor.” He emphasized that investment losses related to the sponsor and manager, and no loss of principal has been realized to date.
Regulatory Disciplinary History
- 2015 FINRA Action: Mr. Candler was censured, fined $2,500, and suspended for 10 days for insufficient due diligence on a private placement investment which was later found to be a Ponzi scheme.
No SEC or State Enforcement Actions
- No SEC administrative actions, orders, or civil proceedings found under Mr. Candler’s record as of the most recent search.
- No state regulator actions or investor lawsuits found.
What Can Investors Learn From These Red Flags?
If you are evaluating or currently working with Brian Candler, these regulatory disclosures and complaints are important considerations:
- Customer complaint involving millions in alleged damages: While this remains pending, the allegations are significant and include claims of fraud and breach of fiduciary duty.
- Prior regulatory action for due diligence failures: Investors should note past regulatory findings involving insufficient investigation of private placement investments. Thorough due diligence is a fundamental duty for financial professionals recommending such offerings.
- No current SEC or state disciplinary actions: The absence of other formal enforcement actions suggests no ongoing or historical pattern beyond the items outlined above, but investors should nevertheless maintain awareness.
Complete Complaint and Disclosure Listing
| Type | Date | Description | Status |
|---|---|---|---|
| Investor Complaint | December 2025 | Allegations of fraud, breach of fiduciary duty, misrepresentation, unsuitable private placement, and breach of contract | Pending |
| Regulatory Action (FINRA) | 2015 | Censured, fined, suspended for lack of due diligence on a private placement later found to be a Ponzi scheme | Resolved |
You can view Mr. Candler’s official FINRA BrokerCheck report for the most current information.
Why Consider a Free Consultation?
If you have suffered losses or suspect unsuitable recommendations, high-risk investments, or other improprieties while working with Brian Candler, you are not alone. Regulatory filings show pending complaints and disciplinary history relevant to private placements and due diligence obligations—complex topics which often require a seasoned legal team for review.
Haselkorn & Thibaut is a national securities fraud law firm with over 50 years of combined experience, a 98% success rate, and millions recovered for clients nationwide. The firm’s only focus is helping investors recoup losses resulting from wrongful or negligent investment advice. With a strict “no recovery, no fee” policy, you pay nothing unless a recovery is made on your behalf.
- Are you a current or former client of Brian Candler?
- Have you experienced unexpected investment losses?
- Do you have questions about private placements or the suitability of recommendations you received?
Contact Haselkorn & Thibaut Today for a Free Consultation
Dedicated securities attorneys are available to answer your questions and review your available options, with no obligation and complete confidentiality.
Call: 1-888-885-7162
Or visit investmentfraudlawyers.com to get started.
It is never too early to ask questions. Our team is here to help—empowering you with the information and legal resources needed to protect what you’ve worked so hard to build.
