Haselkorn & Thibaut has launched an investigation into the activities of Brian Cantel (CRD# 1743229), a Flowery Branch, Georgia-based financial advisor registered with Berthel Fisher & Company and Cantel Wealth Management. Investors who may have concerns about recommendations or potential losses tied to this advisor or these firms are encouraged to seek a complimentary consultation. Haselkorn & Thibaut is a national investor protection law firm with over 50 years of combined experience, a 98% success rate, and a “no recovery, no fee” policy. If you have questions regarding your investments or wish to discuss possible legal options, please call 1-888-885-7162.
Who Is Brian Cantel?
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With a career spanning over three decades, Brian Cantel has established himself in the financial services sector. Based in Flowery Branch, Georgia, he is currently registered as both broker and investment advisor with Berthel Fisher & Company, operating under the name Cantel Wealth Management. His industry experience stretches back to 1986, and his registration history includes prior stints at BFC Planning, ING Financial Partners, Locust Street Securities, and Fidelity Equity Services Corporation. He holds licenses in Arizona, Florida, and Georgia, providing advisory services to a wide client base.
Why Is Brian Cantel Under Investigation?
Recent events have brought increased attention to Mr. Cantel’s professional conduct, particularly surrounding alternative investments. Notably, he was named in a Form D filing for Inspired Healthcare Capital—a senior living development company that filed for bankruptcy after selling alternative investments and private placements through a network of broker-dealers. Investors in these products reportedly faced losses when distributions stopped, and more than $100 million in fees and commissions were paid out.
When an advisor’s name is associated with products that have led to significant investor losses, especially in cases involving alternative investments, this often prompts regulatory and legal scrutiny.
Reviewing Investor Complaints Against Brian Cantel
One of the most effective ways for investors to assess a financial advisor’s track record is by examining official disclosures, customer complaints, and regulatory history. Below is a summary of publicly available complaint history and regulatory records for Brian Cantel as of March 2026.
| Year | Allegation | Outcome | Claimed Damages |
|---|---|---|---|
| 2025 (Pending) | As representative of Berthel Fisher & Company, misrepresented and recommended unsuitable investments (2015-2022). | Pending | $1,500,000 |
| 2022 | Misrepresentation and recommendation of unsuitably risky investments leading to over-concentration in accounts. | Settled in 2024 | $56,000 |
| 2021 | Unsuitable investment recommendations. | Settled in April 2021 | $10,000 |
Key Takeaways from Complaints:
- The most recent complaint (2025) alleges that Mr. Cantel recommended and misrepresented investments, resulting in claimed damages of $1.5 million. The complaint is currently pending.
- In a 2022 complaint, investors alleged recommendations of risky and unsuitable investments, with the dispute settling for $56,000 in 2024.
- In 2021, another investor complaint was resolved through a settlement of $10,000, following allegations of unsuitable recommendations.
Mr. Cantel’s response: In disclosures, Mr. Cantel disputes the claims and maintains that he acted within suitability standards, provided appropriate disclosure of investment risks, and that clients acknowledged and signed risk understanding agreements.
Regulatory and Legal Background
A thorough review of FINRA’s BrokerCheck system and databases maintained by the SEC (EDGAR/enforcement releases) reveals:
- No regulatory actions or enforcement proceedings by FINRA, SEC, or any other self-regulatory organization involving Brian Cantel.
- No federal or state civil suits naming Mr. Cantel individually or in his capacity with Berthel Fisher & Company.
- No criminal charges or bankruptcies associated with his record.
These findings show that aside from customer complaints, there are currently no reported regulatory violations or disciplinary actions involving Mr. Cantel, Berthel Fisher & Company, or Cantel Wealth Management.
Potential Red Flags for Investors
When evaluating your investment experience with any advisor, especially with those who have customer complaints or are linked to investments involved in bankruptcy or large-scale losses, it is important to consider certain red flags:
- Alternative Investments & Private Placements: These products can carry higher risks and lack liquidity compared to traditional investments. Many investors may not fully understand the complexity or potential downsides.
- Suitability and Concentration: Recommending products that are not suitable for an investor’s risk profile or over-concentrating portfolios in such investments are frequent points of contention in arbitration claims.
- Recognition of Risks: Even when forms are signed, there may be questions about whether the full risks were truly understood or disclosed transparently.
- Pending Complaints: The presence of a large, pending investor claim (currently $1.5 million) signals that concerns about suitability and disclosure remain unresolved.
What Should Impacted Investors Do Next?
If you invested through Brian Cantel, Berthel Fisher & Company, or in products such as those from Inspired Healthcare Capital and have experienced unexplained losses, consider taking the following steps:
- Collect all investment statements and account documentation.
- Write down a detailed recollection of any verbal or written discussions about your investments.
- Be aware of the time limits for filing claims (statutes of limitation).
- Consider a free, no-obligation review of your situation with an experienced securities attorney.
Haselkorn & Thibaut welcomes investors who wish to explore their recovery options or simply get answers. Our team is currently investigating claims related to Brian Cantel and investments offered by Berthel Fisher & Company. With millions recovered and a strong track record, our firm stands ready to help guide you through your next steps.
Your Free, Confidential Consultation
Every investor’s situation is unique. Even if you are unsure whether you have a claim, we invite you to call us for a conversation with the attorneys at Haselkorn & Thibaut. There is no charge for this initial consultation, and you will never pay a fee unless we recover on your behalf. Take the first step in understanding your rights by reaching out at 1-888-885-7162.
Your peace of mind and your financial security come first. Let’s talk about your options today.
