Discovering that something has gone wrong with your investments can feel like the ground has shifted beneath your feet. Maybe you’ve noticed unexplained losses in your account, or perhaps a financial advisor you trusted has stopped returning your calls. Whatever brought you here today, please know this: you are not alone, and this is not your fault. If you’re searching for a California securities lawyer, it likely means you’re looking for answers—and more importantly, for someone who can help you make things right. That’s exactly what we’re here to discuss.
Take a deep breath. We understand how overwhelming this feels.
The world of securities law can seem intimidating, filled with complex regulations and unfamiliar terminology. But here’s what matters most right now: there are experienced professionals who dedicate their careers to helping people just like you recover what they’ve lost. You don’t have to navigate this alone, and reaching out for help is a sign of strength—not weakness.
Why You Might Need a California Securities Lawyer
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California is home to millions of investors, from retirees protecting their nest eggs to young professionals building their futures. Unfortunately, it’s also a state where investment fraud and financial advisor misconduct occur far too often. When a financial professional violates your trust, the consequences can be devastating—both financially and emotionally.
A California securities lawyer specializes in helping investors who have been harmed by broker misconduct, investment fraud, or negligent financial advice. These legal professionals understand the intricate web of federal and state securities regulations, and they know how to hold bad actors accountable.
But beyond the legal expertise, the right attorney will also understand what you’re going through on a human level.
Red Flags: Common Ways Financial Advisors Cause Harm
Many people don’t realize they’ve been victimized until significant damage has already been done. That’s because bad financial advisors often appear trustworthy and professional on the surface. Here are some common warning signs and harmful practices to be aware of:
- Unauthorized trades: Your advisor buys or sells investments without your knowledge or consent
- Unsuitable recommendations: You’re pushed into investments that don’t match your risk tolerance, age, or financial goals
- Illiquid investment products: You’re sold complex products like non-traded REITs or private placements that lock up your money for years
- Churning: Excessive trading in your account designed to generate commissions for the advisor rather than returns for you
- Misrepresentation: Your advisor lies about or hides important information about an investment’s risks
- Ponzi schemes and outright fraud: Your money isn’t invested at all—it’s stolen or used to pay other investors
Let us share a brief example that illustrates how these situations unfold.
Imagine Margaret, a 67-year-old retired teacher from San Diego. After her husband passed away, she trusted her financial advisor to manage her life savings—about $400,000. The advisor assured her the investments were “safe” and “perfect for retirement.” Two years later, Margaret discovered that most of her money had been placed in high-risk, speculative investments she never would have approved. Her account had lost over $200,000, and her advisor had earned substantial commissions on every trade. Margaret felt embarrassed, confused, and terrified about her future.
If Margaret’s story sounds familiar, please know: this happens to smart, careful people every single day. You didn’t do anything wrong by trusting a professional. The fault lies with the advisor who betrayed that trust.
How a California Securities Lawyer Can Help You Recover
When you work with an experienced securities attorney, you gain a powerful advocate who understands both the legal system and the financial industry. Here’s what the right legal team can do for you:
First, they’ll listen to your story without judgment. They’ll review your account statements, investment documents, and communications to identify exactly what went wrong. Then, they’ll explain your options in plain, easy-to-understand language.
Most investment disputes are resolved through a process called FINRA arbitration—a faster, more streamlined alternative to traditional court litigation. A skilled California securities lawyer will guide you through every step of this process, building a strong case on your behalf.
The goal? To recover the money you lost and help you move forward with confidence.
Why Haselkorn & Thibaut Is Here for You
At Haselkorn & Thibaut, we’ve dedicated our practice to one mission: helping investors who have been wronged by financial professionals. We understand that behind every case is a real person with real fears about their future, and we treat every client with the compassion and respect they deserve.
Here’s what sets our firm apart:
| What We Offer | What It Means for You |
|---|---|
| Over 50 Years of Combined Experience | Our attorneys have decades of knowledge in securities law and FINRA arbitration |
| Millions Recovered for Clients | We have a proven track record of winning significant settlements for families and individuals |
| 98% Success Rate | Our results speak for themselves—we know how to win cases |
| Top Rated Nationwide | While we proudly serve California, our reputation extends across the country |
| Free Consultation | You can speak with us at no cost and no obligation to learn about your options |
| No Recovery, No Fee | You don’t pay unless we recover money for you—we only succeed when you do |
We believe that everyone deserves access to justice, regardless of their financial situation. That’s why we work on a contingency basis. You don’t pay unless we recover money for you. This means you can pursue your case without worrying about upfront legal fees.
You Deserve Answers—and You Deserve to Be Heard
If you’re feeling anxious about reaching out, that’s completely understandable. Many of our clients felt the same way before they called us. Some worried they wouldn’t be believed. Others felt embarrassed that they’d trusted the wrong person. A few weren’t even sure if what happened to them was actually wrong.
Let us reassure you: your concerns are valid, your questions matter, and you have every right to seek help.
A California securities lawyer from Haselkorn & Thibaut will take the time to listen to your story, answer your questions, and honestly assess your situation. There’s no pressure, no judgment—just straightforward guidance from people who genuinely care about helping you.
Take the First Step Toward Recovery Today
You’ve already taken an important step by seeking information. Now, we encourage you to take the next one.
Calling for a free consultation is simple, confidential, and completely risk-free. During this conversation, you’ll have the opportunity to share what happened, learn about your legal options, and discover whether you have a case worth pursuing. There’s no obligation to move forward—just an opportunity to get the clarity you need.
If you’re ready to take the first step, call Haselkorn & Thibaut at 1 888-885-7162 for your free, no-pressure consultation. We’re here to help.
Remember: the bad actors in the financial industry count on their victims staying silent. By speaking up, you’re not only fighting for yourself—you’re helping protect others from experiencing the same harm.
You trusted someone with your financial future, and they let you down. Now it’s time to put your trust in a team that will fight for you. With over 50 years of combined experience, a 98% success rate, and millions recovered for clients, Haselkorn & Thibaut has the knowledge, skill, and dedication to pursue the justice you deserve.
Call 1 888-885-7162 today. Your future is worth fighting for—and we’re ready to fight alongside you.
