Kurt Jackson of Arroyo Grande, CA – What Commonwealth Financial Network Investors Need to Know
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Haselkorn & Thibaut, P.A., a national securities fraud law firm, has initiated an investigation into Kurt Charles Jackson (CRD 2913769), a financial advisor registered with Commonwealth Financial Network in Arroyo Grande, California. If you are an investor concerned about your accounts or possible investment losses under Mr. Jackson’s guidance, this report is designed to provide you with actionable information, red flags to watch for, and your options for recovery. Our goal is to help you navigate the next steps and protect your investments.
Who is Kurt Jackson?
- Name: Kurt Charles Jackson
- CRD Number: 2913769
- Current Firm: Commonwealth Financial Network (CRD #8032) – Registered since October 22, 2015, Arroyo Grande, CA
- Other Business Affiliations: Owner of Central Coast Wealth Management, LLC (since 2015), Central Coast 401K
- Prior Firms:
- NFP Advisor Services, LLC (01/2008–10/2015, Austin, TX / San Luis Obispo, CA)
- UBS Financial Services Inc. (12/2002–01/2008, San Luis Obispo, CA)
- Merrill Lynch, Pierce, Fenner & Smith Incorporated (09/1997–12/2002, NY/Santa Barbara)
- Certifications: CFP® (Certified Financial Planner)
- Licenses: SIE, Series 7, Series 31, Series 63, Series 65 (licensed in 10 states/territories)
Overview of FINRA, SEC, and Legal Records
For every investor, understanding a financial advisor’s background is critical to making informed decisions. With this in mind, a thorough review of public records and regulatory disclosures concerning Kurt Jackson has been performed, including checks via FINRA BrokerCheck, SEC filings, federal and state court records, and media sources.
The summary below provides a comprehensive look at Mr. Jackson’s regulatory and complaint history:
| Source | Findings |
|---|---|
| FINRA BrokerCheck | No disciplinary actions, regulatory investigations, or customer-initiated arbitration filings reported by FINRA. No financial disclosures of bankruptcies, liens, or judgments. |
| SEC Records | No SEC enforcement actions, administrative proceedings, or fraud orders. No filings listing Mr. Jackson as defendant or subject. |
| Federal Court (PACER) | No reported civil or criminal cases. No liens or judgments found in federal court dockets. |
| State Securities Regulators | No administrative proceedings or disciplinary actions identified in relevant states. |
| Press & Legal Aggregators | No major news reports of lawsuits, class actions, or regulatory probes located. |
Complete List of Customer Complaints and Disputes
Despite the absence of regulatory or criminal action, multiple customer complaints and disputes involving Kurt Jackson are currently pending or have been settled. These are significant for investors evaluating their options:
- Pending FINRA Arbitration (Case No. 25-01591; Filed August 2025)
– Allegation: Unsuitable investments in certain bond funds while at Commonwealth Financial Network
– Claimed Damages: $292,448 - Pending FINRA Arbitration (Case No. 25-01813; Written complaint received September 2025)
– Allegation: Unsuitable portfolio investments at Commonwealth Financial Network
– Claimed Damages: $150,000 - Settled FINRA Arbitration (Case No. 22-02180; Settled October 2023)
– Allegation: Unsuitable oil & gas investments while at Kestra Investment Services, LLC
– Settlement Amount: $375,000 - Final Arbitration Award (NASD Case No. 03-01513; Awarded October 2004)
– Allegations: Negligence, breach of contract, breach of fiduciary duty, and unsuitability (common stock, mutual funds, options) while at Merrill Lynch
– Awarded to Customer: $48,430
Key allegations reported in these disputes include:
- Unsuitability of investments
- Breach of fiduciary duty
- Misrepresentation and omission of material facts
- Negligence and breach of contract
Note: Disputes and settlements do not always equate to wrongdoing or liability, but they are important considerations for any investor reviewing their financial advisor’s record.
Important Red Flags for Investors
- Multiple, significant customer complaints and arbitrations in a short period – This may suggest issues with the appropriateness of recommendations, communication, or process.
- High dollar value settlements and claims – Investors have alleged substantial losses, emphasizing the importance of diligent portfolio monitoring.
- Allegations of unsuitability – These complaints claim that investments were not aligned with the customer’s financial goals, risk tolerance, or situation.
- Breach of fiduciary duty and misrepresentation – Investors should expect full and fair disclosure from their advisors; any suggestion otherwise requires review.
What to Do if You Have Concerns or Losses
If you are a client of Kurt Jackson or Commonwealth Financial Network and have experienced investment losses, you have options. In many cases, investors may recover losses caused by unsuitable recommendations, negligent management, or misrepresentations—often through FINRA arbitration.
- Review your account statements for unexpected losses, concentration in risky assets, or unfamiliar products.
- Keep your correspondence and documentation with your advisor.
- Act quickly: FINRA limits the time window within which you can file a claim for investment loss.
Your Next Steps – Free Consultation with Haselkorn & Thibaut
With more than 50 years of collective experience and a 98% success rate, the attorneys at Haselkorn & Thibaut understand the nuances of investment loss recovery and the specifics of FINRA arbitration. Our firm has recovered millions for investors, and we operate on a contingency fee basis—if there’s no recovery, there’s no fee.
Schedule a free, confidential case evaluation today:
Your consultation is always free, and there’s never an obligation.
Empower yourself with information—don’t wait to ask questions if you feel uncertain or dissatisfied with how your investments have been managed by Kurt Jackson or Commonwealth Financial Network. Your financial future is worth a conversation.
For the most up-to-date disclosures and licensing information, you may also review FINRA BrokerCheck (CRD 2913769). If you suspect misconduct, or simply want a second opinion, contact Haselkorn & Th
