Elder Financial Abuse

Kestra Financial Complaints: What You Need To Know

Kestra Financial Complaints have surged in recent years, spotlighting serious issues within this investment firm. Our research shows multiple investors have raised concerns about mismanaged investments and unsuitable recommendations from the company’s registered brokers. The firm’s troubles extend beyond individual customer grievances – in 2020, FINRA fined Kestra $125,000 for mishandling private customer information. A […]

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FINRA Bars Raymond James Broker Jordan P. McLendon After Misconduct

Financial regulators have taken decisive action against Jordan P. McLendon, a former Raymond James & Associates broker. FINRA Bars Raymond James Broker Jordan P. McLendon from the industry following his termination in June 2024. The case spotlights serious misconduct allegations during his recruitment process at Raymond James. McLendon’s career spans eight years across major wirehouses,

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Lester F. Hamrick: MML Investors Services Complaints Allegations

A serious customer dispute against Lester F. Hamrick, a financial advisor at MML Investors Services, LLC, raises concerns about investment practices. The pending FINRA arbitration case #25-00028, filed on January 6, 2025, claims damages between $100,000 and $500,000. This marks the first complaint in Hamrick’s 17-year career at the Avant Huston Financial Group in Tallahassee,

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Russ Fieger: Colorado Financial Service Corporation Complaints Investigation

A major financial investigation has brought attention to Russ Fieger Colorado Financial Service Corporation Complaints Investigation. Financial advisor Russ Fieger faces serious allegations about his investment practices since 2000. The November 7, 2024 complaint seeks $325,000 in damages for breach of fiduciary duty and unsuitable alternative investments. We found multiple disputes in Fieger’s BrokerCheck report,

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FINRA Bars LPL Broker Daniel Deno Broker After Arrest For Stealing

FINRA’s recent ban of former LPL Financial broker Daniel R. Deno marks a serious case of financial misconduct in the brokerage industry. The regulatory action followed Deno’s arrest on felony theft and fraud charges in November 2024. Law enforcement accused him of stealing money from a 73-year-old customer through false investment claims. Local financial institutions

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