Haselkorn & Thibaut has opened an investigation into Joseph Lenderman (CRD 7128657), a Fort Worth, Texas-based financial advisor with Equitable Advisors, following an investor complaint regarding alleged conduct related to product recommendations and following customer instructions. If you have worked with Joseph Lenderman or have concerns about your investments managed by Equitable Advisors, understanding your rights and the advisor’s professional background is essential. Our report is designed to help you make informed decisions and provide transparency around public records and complaint history.
Who is Joseph Lenderman?
- Registered Broker and Investment Advisor
- Employed by Equitable Advisors in Fort Worth, TX since 2020
- Licenses include: Series 7, Series 24, Series 66, Securities Industry Essentials (SIE)
- Licensed to do business in: Arkansas, California, Louisiana, Mississippi, Ohio, Oklahoma, and Texas
- Five years of experience in the securities industry
How to Research Joseph Lenderman’s Record
- Visit FINRA BrokerCheck and search for Joseph Lenderman or CRD 7128657.
- Review his Registration & Employment History, Exams Passed, Licenses, and Disclosure History
- Search SEC records and State Securities Regulators for possible actions
- Optional: Check federal court records (PACER) for legal filings
Complaint and Disclosure History
| Complaint Date | Allegations | Damages | Status |
|---|---|---|---|
| August 2025 | Alleged failure to follow client instructions and investment in an inappropriate product, resulting in a missed growth opportunity while at Equitable Advisors | Unspecified | Denied by firm – “no basis in the customer’s complaint” |
Summary of Publicly Available Disclosures:
- One investor complaint (August 2025) denied by the firm, with no damages paid.
- No regulatory actions or disciplinary disclosures by FINRA, SEC, or state regulators.
- No known lawsuits, bankruptcies, or liens involving Joseph Lenderman as of November 2025.
Applicable Rules and What They Mean for Investors
- FINRA Rule 2010: Requires brokers to meet high standards of commercial honor and fairness.
- FINRA Rule 2111: Mandates that brokers make suitable recommendations based on the client’s financial profile and objectives.
- Failure to follow customer instructions, if substantiated, can be a violation of these rules.
Why Should Investors Care?
Even a single denied complaint can be relevant for investors who want to review patterns of conduct or oversight by a firm before trusting a professional with their assets. While a denial does not imply wrongdoing, it is crucial for investors to keep informed, monitor account activity closely, and seek clarity on any investments that seem mismatched to their objectives.
Transparency and Due Diligence are your best defense. Public records and regulatory databases, such as FINRA BrokerCheck, provide essential resources. If you have concerns about recommendations, suitability, or whether instructions were followed, professional legal advice can help clarify your options.
Red Flags to Watch For with Any Financial Advisor:
- Lack of communication or transparency about investments
- Recommendations that do not match stated goals or risk tolerance
- Failure to follow client instructions
- Complex products that are hard to understand without a clear rationale
- Repeated complaints—note: in Joseph Lenderman’s public record, only one complaint (denied) is listed as of November 2025
How to Get a Free Review or Consultation
If you believe you have experienced investment losses, or if you have questions about the actions of Joseph Lenderman at Equitable Advisors in Fort Worth, Texas, the national investor protection law firm Haselkorn & Thibaut encourages you to reach out for a free and confidential case review.
Call us at 1-888-885-7162. With over 50 years of combined experience, a 98% success rate, and millions recovered for clients nationwide, Haselkorn & Thibaut works on a contingency fee basis—no recovery, no fee.
Key Takeaways for Investors Working with Joseph Lenderman at Equitable Advisors:
- One denied complaint does not confirm wrongdoing, but monitoring your investments and understanding your advisor’s history is crucial
- Haselkorn & Thibaut is actively investigating the situation and offers free, no-obligation consultations
- Always review your broker’s record on FINRA BrokerCheck before entrusting them with your assets
Your Next Step
If you have doubts or concerns—be proactive. Contact Haselkorn & Thibaut at 1-888-885-7162 for your free and confidential consultation.
The right information and trusted advice can protect your financial future.
