If you’ve recently discovered that your financial advisor may have mishandled your investments, you’re probably feeling a whirlwind of emotions right now—confusion, anger, embarrassment, and maybe even a sense of betrayal. These feelings are completely normal, and you’re not alone. Every year, thousands of investors find themselves in situations where they’ve lost significant savings due to advisor misconduct. The good news? You have options, and a FINRA arbitration attorney can help you fight back and potentially recover what you’ve lost. This process doesn’t have to be as overwhelming as it might seem right now, and we’re here to walk you through it.
What Is FINRA Arbitration and How Can an Attorney Help?
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FINRA stands for the Financial Industry Regulatory Authority. It’s the organization that oversees brokers and brokerage firms in the United States. When disputes arise between investors and their financial advisors or firms, FINRA provides an arbitration process—a way to resolve these conflicts outside of traditional court.
Think of arbitration as a streamlined legal process. Instead of going through years of litigation, your case is heard by a panel of arbitrators who review the evidence and make a binding decision. It’s typically faster and less expensive than going to court.
But here’s the thing: navigating this process on your own can be incredibly challenging. That’s where an experienced FINRA arbitration attorney becomes invaluable. They understand the rules, know how to build a compelling case, and can advocate for you every step of the way.
Red Flags: Signs You May Have Had a Bad Financial Advisor
Sometimes it’s hard to know if something went wrong or if your losses were simply due to market conditions. Here are some common warning signs that your advisor may have acted improperly:
- Unauthorized trades – Your advisor bought or sold investments without your knowledge or consent
- Unsuitable recommendations – You were pushed into investments that didn’t match your age, risk tolerance, or financial goals
- Excessive trading (churning) – Your account showed frequent buying and selling that generated commissions for your advisor but hurt your portfolio
- Illiquid investments – You were sold products like non-traded REITs or private placements that you can’t easily sell when you need the money
- Misleading information – Your advisor downplayed risks or made promises that turned out to be false
- Ponzi schemes or outright fraud – Your money was stolen or used to pay other investors
If any of these situations sound familiar, you may have a valid claim.
A Story That Might Sound Familiar
Let’s imagine someone named Margaret. She’s 67 years old, recently retired, and trusted her financial advisor of fifteen years to protect her nest egg. She made it clear that she couldn’t afford to take big risks—this money needed to last through her retirement.
But over two years, Margaret noticed something troubling. Her statements showed investments she didn’t recognize. When she asked questions, her advisor brushed off her concerns, assuring her everything was fine.
Then the losses came. Significant losses. Margaret discovered she’d been placed in high-risk, illiquid investments completely unsuitable for someone in her situation. She felt devastated and ashamed. How could she have let this happen?
Here’s what Margaret needed to understand: this wasn’t her fault. Her advisor had a legal and ethical obligation to act in her best interest, and he failed. With the help of a skilled FINRA arbitration attorney, Margaret was able to file a claim and recover a substantial portion of her losses.
Your story might be different, but the path forward can be just as hopeful.
Why Choose a FINRA Arbitration Attorney from Haselkorn & Thibaut?
When you’re facing a situation like this, you need a team that truly understands what you’re going through—and has the track record to back it up.
Haselkorn & Thibaut has dedicated their practice to helping investors just like you. They focus specifically on holding bad financial advisors and brokerage firms accountable for their actions. This isn’t a side practice for them; it’s what they do every single day.
Here’s what sets them apart:
| What You Get | Details |
|---|---|
| Over 50 Years of Combined Experience | Decades of knowledge in securities law and FINRA arbitration |
| Millions Recovered for Clients | A proven history of winning substantial recoveries for families and individuals |
| 98% Success Rate | An exceptional track record that speaks for itself |
| Top Rated Nationwide | Recognized across the country for excellence in investor advocacy |
| Free Consultation | Get answers to your questions at no cost and no obligation |
| No Recovery, No Fee | You don’t pay unless we recover money for you |
That last point is worth repeating: you don’t pay unless we recover money for you. This means you can pursue justice without worrying about upfront legal costs adding to your financial stress.
You Deserve to Be Heard
It’s easy to feel like the financial system is stacked against you. Big brokerage firms have deep pockets and teams of lawyers. How can an individual investor possibly stand a chance?
The answer is simple: with the right representation.
A dedicated FINRA arbitration attorney levels the playing field. They know the tactics these firms use to avoid accountability, and they know how to counter them effectively. More importantly, they genuinely care about getting you the outcome you deserve.
At Haselkorn & Thibaut, every case is personal. They understand that behind every claim is a real person—someone who worked hard, saved diligently, and trusted the wrong advisor. They’re committed to fighting for you with the same passion they’d bring if it were their own family’s savings on the line.
What Happens When You Reach Out?
Taking the first step can feel intimidating, but here’s what you can expect when you call:
- A compassionate, judgment-free conversation – No one will make you feel foolish for what happened
- A thorough review of your situation – An experienced attorney will listen to your story and examine your account documents
- Honest answers – You’ll learn whether you have a viable claim and what your options are
- A clear path forward – If you decide to move ahead, the team will guide you through every step of the FINRA arbitration process
There’s no pressure and no obligation. The consultation is completely free.
Time Matters: Don’t Wait Too Long
One important thing to know: there are time limits for filing FINRA arbitration claims. Generally, you have six years from the event that caused your losses to take action. Waiting too long could mean losing your right to recover.
If you suspect something went wrong with your investments, the best time to explore your options is now.
Take the First Step Today
You’ve been through enough. The stress of losing your hard-earned savings is burden enough without also feeling like you have nowhere to turn. But you do have somewhere to turn, and there are people ready to help.
With over 50 years of combined experience, millions recovered for clients, and a 98% success rate, Haselkorn & Thibaut has the expertise and dedication to fight for what’s rightfully yours. They’re top rated nationwide and offer a free consultation with absolutely no recovery, no fee—because they believe everyone deserves access to justice.
If you’re ready to take the first step, call Haselkorn & Thibaut at 1 888-885-7162 for your free, no-pressure consultation. We’re here to help.
You don’t have to face this alone. Pick up the phone, share your story, and let an experienced FINRA arbitration attorney start working for you today.
