Haselkorn & Thibaut, investment fraud lawyers, has officially opened an independent investigation into financial advisor John D. Cimino (CRD #4757028), currently associated with Naples Wealth Planning and American Global Wealth Management, Inc. Investors with concerns about their accounts, or who have experienced losses under Cimino’s guidance, are encouraged to review the following report. If you believe you may have grounds for a claim, you are invited to call Haselkorn & Thibaut at 1-888-885-7162 for a complimentary, confidential consultation. No recovery, no fee.
Who is John D. Cimino?
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- Name: John D. Cimino
- CRD Number: 4757028
- Current Broker-Dealers: Naples Wealth Planning; American Global Wealth Management, Inc.
- Location: Naples, FL
- Roles: Stockbroker / Registered Investment Advisor
- Previous Firms: Imprint Wealth LLC; Laidlaw Wealth Management LLC; Laidlaw & Company (UK) Ltd.
John Cimino is a registered financial professional offering investment services from the Naples, Florida area. His career spans multiple firms, most recently with Naples Wealth Planning and American Global Wealth Management, Inc. Given today’s volatile investment environment, conducting due diligence before working with any advisor is a wise move for investors.
Why Haselkorn & Thibaut Is Investigating John D. Cimino
As a leading investor law firm with over 50 years of combined experience and a 98% success rate, Haselkorn & Thibaut (investmentfraudlawyers.com) has a national reputation for assisting individuals and families harmed by misconduct in the financial industry. The recent investigation into John D. Cimino is based on several key concerns regarding his regulatory record, past client complaints, and the nature of strategies employed at his affiliated broker-dealers.
Reviewing John D. Cimino’s Regulatory and Complaint History
When considering any financial professional, it’s crucial to understand their background. Investors are encouraged to use free resources like FINRA BrokerCheck to check for customer complaints, regulatory actions, or employment terminations.
| Type | Details |
|---|---|
| Complaints | Review shows prior disputes/allegations over sales practices and suitability; specific instances should be confirmed through FINRA BrokerCheck or by contacting Haselkorn & Thibaut directly for updates. |
| Regulatory Inquiries | No public disciplinary actions listed as of the latest update, but past and current investigations may not be immediately available online. Any change in status will be closely monitored as the Haselkorn & Thibaut investigation proceeds. |
| Employment Terminations | Previously registered with several firms; investors are encouraged to inquire into reasons for transitions and any possible connection to client complaints or regulatory review. |
Red Flags: What Investors Should Know
While many advisors maintain clean records and serve their clients well, there are common red flags that every investor should observe:
- Customer Disputes: Multiple client complaints or settlements can indicate a pattern of unsuitable investment recommendations or failure to disclose risks.
- Churning: Excessive trading to generate commissions, which may erode returns.
- Lack of Transparency: Unclear account statements or confusing fees should prompt you to seek independent clarification.
- High-Risk or Complex Products: Recommending products inappropriate for your risk tolerance or financial experience.
- Unexplained Losses: Sudden erosion of portfolio value that doesn’t align with overall market conditions.
- Frequent Job Changes: Advisors who move between firms frequently can sometimes be subject to employment issues related to client complaints or regulatory actions.
Haselkorn & Thibaut’s experience shows that when any of these signs are present, it is important to review your accounts and communications with your advisor. Even if you haven’t experienced a loss, identifying issues early can prevent future harm.
How to Protect Yourself as an Investor
Empowering yourself with knowledge is your first and best defense. Here are a few steps investors can take if they have concerns related to John D. Cimino, Naples Wealth Planning, or American Global Wealth Management:
- Review All Statements: Check for unauthorized transactions, unfamiliar investment products, or excessive fees.
- Keep Records: Save all email correspondence, contracts, and trade confirmations.
- Ask Questions: Don’t hesitate to ask your advisor to explain products, risks, or changes in your account’s value.
- Contact Experienced Counsel: If you notice inconsistencies or losses, consult a qualified investment fraud attorney for a free review.
Why Contact Haselkorn & Thibaut?
- National Coverage & Expertise: Over 50 years of combined legal experience representing investors.
- Proven Results: 98% success rate and millions recovered nationwide for clients wronged by investment advisor misconduct.
- Risk-Free Consultation: No fees unless you recover compensation.
- Personal Service: Every case receives a confidential, no-cost review and clear explanation of your options.
If you believe you experienced losses or unsuitable recommendations under John D. Cimino at Naples Wealth Planning or American Global Wealth Management, Inc., it is essential to act quickly. You can get clarity without cost or obligation by consulting national securities fraud attorneys at Haselkorn & Thibaut.
Ready to take the next step?
Call Haselkorn & Thibaut today at 1-888-885-7162 for a free, confidential case review. There is no recovery, no fee. Protect your hard-earned assets and get the answers you deserve.
Your financial future matters, and having an advocate on your side can make all the difference.
