FINRA Arbitration

Inspired Senior Living Hamilton DST: Investment Losses and Legal Recourse for Investors

Haselkorn & Thibaut Investigates Potential Claims Against Financial Advisors Who Recommended Inspired Healthcare Capital DST Investments Recent developments involving Inspired Senior Living Hamilton DST and its sponsor, Inspired Healthcare Capital, have left many investors facing significant losses and halted distributions. As one of the most troubled Delaware Statutory Trust (DST) investments in the senior housing […]

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Class Action vs. FINRA Arbitration: Which Recovery Path Is Best for Easterly ROCMuni Investors?

The Easterly ROCMuni High Income Municipal Bond Fund collapsed in August 2025, creating a financial disaster for thousands of investors. This collapse wiped out investor wealth as the fund’s net assets plummeted from over $230 million to under $17 million. Mass asset liquidation triggered estimated investor losses between $50 million and $100 million. Over 50%

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Challenging FINRA Claim Targets Alleged Unsuitable DST Investments

A recent FINRA arbitration claim against Oak Tree Securities, LLC has drawn attention from investors and legal professionals regarding Delaware Statutory Trusts (DSTs) and their suitability for retail investors. DSTs are specialized real estate investment vehicles that can present significant risks and liquidity challenges. On July 7, 2025, a claim was filed on behalf of

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Daniel Todd Lerner (White Plains Broker) Sanctioned For Risky Recommendation

Daniel Todd Lerner, a securities broker at David Lerner Associates in White Plains, was sanctioned by FINRA on May 20, 2025. This Daniel Todd Lerner case involves regulatory action taken against the experienced broker who has worked in the securities industry since 1985. Brokers are required to consider their clients’ best interests when making investment

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Allworth Financial Group and Vickie Bogner Investigation

Haselkorn & Thibaut is investigating potential investment-related matters involving Allworth Financial Group and financial advisor Vickie Bogner, based in Lawrence, Kansas. Our experienced securities attorneys are examining claims regarding investment recommendations and suitability standards. Financial Industry Regulatory Authority (FINRA) records indicate a customer dispute against Ms. Bogner seeking $210,000 in damages. This matter involves questions

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