Raymond Noel Garner – Former LifeMark Securities Broker in Saint Augustine, FL: Investor Update and Review
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Haselkorn & Thibaut, a nationally recognized investment fraud law firm, has launched an independent investigation into Raymond Noel Garner (CRD# 1489704), a former broker of LifeMark Securities Corp. in Saint Augustine, Florida. If you’re an investor who worked with Mr. Garner, recent developments and a pending arbitration case may raise important questions about your investment experience and options for recovering losses.
Overview – Who Is Raymond Noel Garner?
- Name: Raymond Noel Garner
- CRD Number: 1489704
- Most Recent Broker-Dealer: LifeMark Securities Corp. (November 2018–July 2020, Saint Augustine, FL)
- Other Broker-Dealer History: Includes Foresters Equity Services, Sammons Securities, Jefferson Pilot Securities, Compass Brokerage, Capital Analysts, PML Securities, and Covenant Securities extending back to 1986
- Current Status: Not currently registered as a broker
- Additional Business: Ray Garner & Associates (Independent Insurance Agent)
- Professional Designation: Chartered Financial Consultant
Key Details About Raymond Noel Garner’s Professional Record
| Category | Status as of October 2025 |
|---|---|
| Current Customer Arbitration Claims |
1 pending FINRA arbitration (Case No. 25-01512) filed July 2025, concerning an alternative investment product/corporate debt purchased March 2020. Allegations: Unsuitable recommendation, breach of contract, breach of fiduciary duty, negligence. Damages Sought: $130,000 plus punitive damages, interest, and costs. |
| Customer Complaints (Settled) | None reported or settled as of the latest update. |
| Regulatory Actions (FINRA, SEC, State) | None on record. No disciplinary or enforcement actions reported. |
| Civil Lawsuits or Judgments | None disclosed or reported. |
| Bankruptcy Filings | None reported for Mr. Garner. |
| Other Disclosures (Tax liens, terminations, etc.) | None found as of the last public records search. |
Understanding the Pending FINRA Arbitration
In July 2025, a customer-initiated FINRA arbitration (Case No. 25-01512) was filed involving a corporate debt or alternative investment product purchased in March 2020. The issuer of this investment later filed for Chapter 11 bankruptcy, contributing to investor losses.
Key Allegations:
- Unsuitable Recommendations – The claim alleges the investment was not consistent with the customer’s financial situation, goals, or risk tolerance, possibly violating FINRA Suitability Rule 2111 and SEC Regulation Best Interest standards.
- Breach of Contract & Negligence – It is claimed Garner failed to exercise reasonable care and comply with client agreements.
- Breach of Fiduciary Duty – Allegations include failing to act in the best interests of the client.
The claimant seeks to recover $130,000 in compensatory damages, along with possible punitive damages, fees, and interest.
What Does Garner’s Record on BrokerCheck Show?
As of October 2025, an examination of public records and FINRA BrokerCheck reflects:
- No other arbitration claims, customer complaints, or civil lawsuits
- No disciplinary actions by the SEC, FINRA or state regulators
- No evidence of bankruptcy, tax liens, or negative disclosures
- No termination for cause from broker-dealers
Investors are encouraged to periodically review the latest information on the FINRA BrokerCheck profile for Raymond Noel Garner (CRD# 1489704).
What Should Investors Be Alert To?
Even with a relatively clean compliance history until recently, the pending arbitration raises several important lessons for investors:
- Alternative Investments and Corporate Debt Products – These can be higher risk and are often not suitable for conservative or income-focused investors. Be cautious if your advisor recommends products you do not fully understand.
- Suitability and Best-Interest Reviews – Advisors must match recommendations to your investor profile. An unsuitable recommendation can lead to significant portfolio losses.
- Act Promptly on Concerns – If you experience losses, or suspect that your investments were improperly recommended or misrepresented, do not delay. Early action improves the chances of a successful recovery through FINRA arbitration or negotiation.
About Haselkorn & Thibaut
Haselkorn & Thibaut are investment fraud attorneys with over 50 years of experience, a 98%+ success rate, and millions recovered for clients nationwide. The firm only represents investors—never stockbrokers, advisors, or brokerage firms. Most cases are offered on a contingency fee basis (no recovery, no fee) to support accessibility for harmed investors.
How to Get a Free Consultation & Case Review
If you have experienced losses with Raymond Noel Garner at LifeMark Securities or any prior firm and have questions about your portfolio or believe you received improper advice, contact Haselkorn & Thibaut today. There is no cost or obligation to have your situation reviewed by our knowledgeable and empathetic legal team.
- Call for a free, confidential consultation: 1-888-994-8066
- Discuss your investment experience with attorneys who have helped countless investors nationwide.
- The earlier you act, the greater your options may be for potential recovery.
Summary Table: Raymond Noel Garner (CRD# 1489704) – Key Facts
| Item | Details |
|---|---|
| Name | Raymond Noel Garner |
| CRD Number | 1489704 |
| Most Recent Broker-Dealer | LifeMark Securities Corp., Saint Augustine, FL |
| Status | No longer registered as a broker |
| Pending Claims | 1 FINRA customer arbitration (July 2025; allegations of unsuitability, breach, negligence; $130,000 sought) |
| Regulatory/Legal Events | None reported |
| Other Business | Ray Garner & Associates (Independent Insurance Agent) |
Take the Next Step
Concerned about your experience with Raymond Noel Garner? Don’t wait to learn your rights—call Haselkorn & Thibaut at 1-888-994-8066 for a free, confidential investor case review. Our team is here to help you understand your best options and protect your financial future.
