Investors who have accounts managed by Nicholas L. Langer (also known as Nick Langer, CRD #5054905), a financial advisor now registered with LPL Enterprise, LLC in Wauwatosa, Wisconsin, may want to take special notice. Haselkorn & Thibaut (investmentfraudlawyers.com), a nationally recognized securities fraud law firm, has opened an independent investigation into Mr. Langer’s conduct relating to his work as a stockbroker and investment adviser.
With over 50 years of combined experience, an impressive 98% success rate and more than $100 million recovered for clients, Haselkorn & Thibaut offers confidential, no-obligation consultations for investors. If you have suffered losses or have questions regarding how your account was managed by Nicholas L. Langer—formerly of J.P. Morgan Securities LLC—you are invited to call 1-888-994-8066 today for a complimentary case review.
Who is Nicholas L. Langer?
Mr. Langer is an experienced investment adviser who began his career in 2005 at Chase Investment Services Corp., later moving to J.P. Morgan Securities LLC (2012–2025) and, most recently, LPL Enterprise, LLC, where he is currently registered. He also does business as Prudential Advisors for his LPL activities and maintains a non-variable insurance agency. Mr. Langer is FINRA registered and licensed to operate in eight U.S. states, having passed the SIE, Series 6, 7, 63, and 65 exams.
Summary Table on Nicholas L. Langer
| Field | Value |
|---|---|
| Advisor Name | Nicholas L. Langer (Nick Langer) |
| CRD Number | 5054905 |
| Current Broker-Dealer | LPL Enterprise, LLC |
| Prior Broker-Dealer | J.P. Morgan Securities LLC (2012–2025) |
| Also known as (DBA) | Prudential Advisors |
| Location | Wauwatosa, WI |
| Licenses | SIE, Series 6, 7, 63, 65 |
Red Flags & Recent Disclosures for Investors to Consider
Investors should be aware of certain key events in Nicholas L. Langer’s regulatory and employment history. These events may be material as you evaluate your investments and whether to seek additional support from an experienced securities lawyer.
Employment Separation After Allegations at J.P. Morgan (2025):
- Mr. Langer was discharged by J.P. Morgan Securities LLC in July 2025. The discharge resulted from a determination by his former employer that he had affixed a third-party’s electronic signature to a document without proper authorization.
- This alleged issue took place in May 2025 while Langer was still with J.P. Morgan.
- The nature of the concern raises questions around proper controls, compliance with firm policies, and recordkeeping requirements expected of all securities professionals.
Pending Customer Dispute (October 2025):
- A pending customer arbitration claim has been filed against Mr. Langer, stemming from the alleged unauthorized electronic signature.
- The damages sought in this matter total $559,055.
- The customer claims that Langer affixed the electronic signature of a contact person to a document without documented authorization.
- This allegation, if substantiated, could potentially violate FINRA Rule 2010 (Standards of Commercial Honor) as well as FINRA Rule 4511 (Books and Records).
Regulatory and Legal Record: What Has Been Publicly Reported
According to a review of the FINRA BrokerCheck database (see Nicholas L. Langer BrokerCheck), SEC filings, and state records, the following is a summary of Mr. Langer’s background as of June 2024:
- No finalized regulatory actions, disciplinary actions, or investor arbitration awards have been reported regarding Nicholas L. Langer.
- There are no reported civil lawsuits, bankruptcies, or criminal proceedings in Langer’s background.
- No outside business activities or personal lawsuits are currently disclosed.
Allegations Specific To Nicholas L. Langer
- Affixing an unauthorized signature to client documents
- Potential books and records violations under FINRA Rule 4511
- Failure to follow firm procedures according to employer documentation
Why Is Haselkorn & Thibaut Investigating?
Even in the absence of a long list of regulatory actions or customer complaints, an employment discharge and pending customer arbitration are important warning signs. Affixing an electronic signature without authorization could compromise the integrity of a client’s documents, undercut compliance obligations, and create exposure for potential customer harm.
Key Takeaways For Investors
- Pay careful attention to any communications you receive about signed documents, account transfers, or changes in your investment accounts.
- If you were a client of Nicholas L. Langer at J.P. Morgan or LPL Enterprise and are concerned about the handling of your accounts—especially if investments did not perform as expected—consulting a qualified securities law firm is recommended.
- Even experienced advisors may face allegations or claims that impact customer accounts. Being proactive and informed can help you protect your interests.
How to Learn More and Protect Your Rights
Haselkorn & Thibaut’s investigation is ongoing. If you or someone you know invested with Nicholas L. Langer in Wauwatosa, WI at LPL Enterprise, LLC or during his tenure at J.P. Morgan Securities, and you have questions or think you may have suffered damages, get a free, confidential consultation today.
The team at Haselkorn & Thibaut works nationwide for investors seeking to recover losses related to investment fraud, misconduct, or negligent practices by financial professionals. There is no fee unless you recover funds. Every case is handled with discretion and personalized attention.
Are you ready to take the next step?
- Call 1-888-994-8066 for a discussion of your options and to schedule your complimentary claim evaluation.
- Haselkorn & Thibaut can help you understand your legal options and how the FINRA arbitration process works if you are considering a claim.
Summary of Complaints & Disputes Against Nicholas L. Langer (CRD 5054905)
| Date | Broker-Dealer | Issue | Amount | Status |
|---|---|---|---|---|
| May 2025 | J.P. Morgan | Unauthorized electronic signature on document | $559,055 (customer claim) | Pending |
Final Thought
There is only one publicly disclosed pending customer dispute, and no arbitration awards or regulatory actions on Mr. Langer’s record at this time. However, issues involving unauthorized signatures and employer discharge are always causes for investor vigilance. If you feel your investments with Nicholas L. Langer were mishandled, do not hesitate to reach out. Haselkorn & Thibaut is available at 1-888-994-8066 or through their website to offer help, guidance, and representation nationwide.
Your peace of mind and financial well-being are worth protecting. Find out more about your rights, possible recovery, and next steps—your consultation is always free and confidential.
