Haselkorn & Thibaut has opened an independent investigation into San Francisco-based financial advisor Christina Lee (CRD #7318401) of J.P. Morgan Securities LLC. As a national law firm focused on representing investors, our mission is to help you understand your options if you’ve experienced unexpected losses or have concerns regarding your brokerage account. Below, we provide an in-depth review of Christina Lee’s professional background, her current status, and recent public filings that may affect your investments. If you are a current or former client, we invite you to schedule a complimentary consultation with our experienced team at Haselkorn & Thibaut (1-888-885-7162)—there are no fees unless we recover money for you.
About Christina Lee – J.P. Morgan Securities LLC, San Francisco, CA
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Christina Lee is a registered stockbroker and investment advisor currently employed by J.P. Morgan Securities LLC in San Francisco, California, since April 2022. Her registration with the Financial Industry Regulatory Authority (FINRA) can be verified using her CRD number 7318401 via FINRA BrokerCheck. Prior to joining J.P. Morgan, she was associated with Morgan Stanley between 2021 and 2022. She holds essential industry licenses such as the Series 7 and Series 63, equipping her to serve both retail and institutional investors.
Public Complaint and Pending Arbitration – What Investors Need to Know
As of January 2026, public records show one significant pending customer dispute involving Christina Lee. The dispute was filed in November 2025 and is currently in FINRA arbitration. Details are summarized in the table below:
| Date Filed | Amount Sought | Allegations | Claimant | Status |
|---|---|---|---|---|
| November 2025 | $90,800,000 |
|
Offshore entity (British Virgin Islands) | Pending |
Key points:
- The dispute reflects an allegation of unauthorized or unsolicited trades in complex securities.
- A margin call is at the center of the claim, resulting in a large deficit.
- Alleged violations include FINRA Rule 3260 (Discretionary Accounts), FINRA Rule 2010 (Standards of Commercial Honor), and SEC Regulation Best Interest (Reg BI).
Does Christina Lee Have Other Complaints or Disclosures?
According to the most up-to-date public regulatory filings—specifically, FINRA BrokerCheck and the SEC’s EDGAR database—Christina Lee currently has no other customer complaints, lawsuits, regulatory actions, or financial disclosures reported against her. This means that:
- There are no other customer-initiated arbitration, civil lawsuits, or regulatory complaints.
- She has not been sanctioned or fined by the SEC, FINRA, or any state securities regulator.
- There are no criminal, bankruptcy, or financial disclosures currently on her record.
This information is current as of the latest FINRA BrokerCheck report available, but investors are encouraged to regularly review public records for updates regarding advisor histories.
What Red Flags Should Investors Consider?
- Pending large-scale dispute – The existing arbitration claim of $90,800,000 is significant and involves complex products like derivatives and options, usually considered high risk and not suitable for all investors.
- Allegations of unsolicited trading – Claims concerning unauthorized transactions or misuse of margin accounts deserve careful attention and may violate investor protection rules.
- Lack of prior regulatory history – While Christina Lee does not have a track record of previous complaints or sanctions, any single, large dispute involving complex instruments should be thoroughly reviewed.
How Can Investors Evaluate and Protect Their Accounts?
Even one pending arbitration claim can be a reason to revisit your investment portfolio, especially if complex or leveraged products were involved. We recommend you:
- Review your account statements for unexpected or unauthorized trades.
- Monitor margin usage and ask questions about how your account is managed.
- Stay informed about advisor history by periodically checking public records.
- If you notice suspicious or confusing activity, seek experienced legal counsel promptly.
What is FINRA Arbitration?
When investors and brokerage firms disagree about handling of accounts, FINRA Arbitration is the industry-standard dispute resolution process. Investors can seek to recover losses for unauthorized trading, unsuitable investment strategies, misuse of margin, or other violations of duty. Most claims settle confidentially and do not result in published decisions, making it even more important to work with a team that has a record of success.
Why Contact Haselkorn & Thibaut?
Haselkorn & Thibaut is a national investor advocacy law firm with over 50 years of experience, a 98% success rate, and millions of dollars recovered on behalf of clients nationwide. We work on a contingent fee basis—no recovery, no fees or costs to you. Our experienced securities attorneys know how to analyze account statements, identify potential red flags, and maximize your chances of a successful recovery.
Free, Confidential Consultation – Protect Your Rights Now
If you have concerns about your relationship with Christina Lee or J.P. Morgan Securities LLC—especially regarding unsolicited transactions, margin usage, or high-risk derivatives—let our team of investment fraud attorneys review your case. There is no obligation and no upfront cost. If your losses are actionable, we will vigorously pursue recovery on your behalf.
Contact Haselkorn & Thibaut today at 1-888-885-7162 for a free, confidential consultation. Put our experience and national resources to work for you.
