Haselkorn & Thibaut has initiated an investigation into Jose Abel Gamez (CRD# 4292479), also known as Joe Gamez, a former financial advisor based in San Antonio, TX, most recently affiliated with Raymond James Financial Services, Inc. If you entrusted your investments to Joe Gamez and have concerns regarding your account’s management or experienced financial losses, you are not alone. Our team is available to discuss your options and offer a free consultation at 1-888-994-8066. With over 50 years of combined experience, a 98% success rate, and millions recovered for investors, Haselkorn & Thibaut is dedicated to helping individuals nationwide seek recovery for investment-related misconduct.
Overview: Who Is Jose Abel (Joe) Gamez?
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Jose Abel Gamez, commonly known as Joe Gamez, is a former financial advisor whose primary work location was in San Antonio, TX. Until July 2025, he was registered with Raymond James Financial Services, Inc. His prior associations include LPL Financial LLC, Capital One Investment Services LLC, Chase Investment Services Corp., and USAA Investment Management Company.
Gamez held several securities licenses—including Series 7, Series 24, Series 51, Series 63, Series 65, and SIE—and accumulated over 20 years in the financial industry.
Red Flags: Termination, FINRA Sanction, and Customer Complaint
Investors working with Joe Gamez should be aware of recent regulatory developments and customer complaints, which are summarized below:
- Permanent Industry Bar by FINRA: In October 2025, Gamez was permanently barred from acting as a broker or associating with a broker-dealer after failing to cooperate with an official FINRA investigation. The investigation centered on allegations that Gamez misappropriated customer funds for personal use, a violation of FINRA Rules 8210 and 2010.
- Termination by Raymond James Financial Services, Inc.: On June 25, 2025, Gamez was terminated by Raymond James as a result of alleged misuse of client funds for personal purposes.
- Customer Complaint and Settlement: In August 2025, a client alleged that Gamez misappropriated their funds for his own benefit. The matter was resolved for $413,370 in October 2025.
Timeline of Key Allegations and Regulatory Actions
| Date | Event | Description |
|---|---|---|
| August 2025 | Customer Complaint | Alleged misappropriation of client funds; claim settled for $413,370 in October 2025. |
| June 25, 2025 | Terminated by Raymond James | Dismissed due to allegations of using client funds for personal gain. |
| October 2025 | FINRA Barred | Permanently barred for non-cooperation in a regulatory inquiry regarding misuse of customer assets. |
Relevant Regulatory Concerns for Investors
- Misappropriation of Client Funds: Using investor money for personal purposes is a major violation of trust and a breach of industry standards. This activity typically violates FINRA Rule 2150 and could also be considered fraud.
- Failure to Cooperate with Regulators: Failing to respond or provide information during investigations is a serious regulatory offense and often results in being barred from the industry.
- Employer Termination for Cause: When a broker is discharged due to accusations relating to client asset misuse, it is an important warning sign for investors to review their account statements and transaction history.
BrokerCheck and Other Disclosures
For those seeking additional details, reference the official FINRA BrokerCheck system for the broker’s regulatory history. As of the last update, the events summarized above are the most significant public disclosures related to Joe Gamez. Routine periodic review of your advisor’s record is recommended for any investor.
What To Do If You Suffered Losses with Joe Gamez?
If you believe your accounts may have been affected by the actions outlined above, or have questions about unexplained account activities, prompt action is important.
Steps for Investors:
- Review your recent account statements and transaction summaries for any irregular withdrawals or unauthorized transactions.
- Gather copies of communications, agreements, or other documents exchanged with your advisor or Raymond James Financial Services.
- Contact a reputable investor attorney for guidance. Haselkorn & Thibaut offers complimentary case reviews to discuss your situation, answer your questions, and explain possible legal pathways to recover your losses.
Frequently Asked Questions: Jose Abel (Joe) Gamez & Raymond James
Q: Can I take legal action against Joe Gamez?
Yes, investors who have suffered losses may pursue claims through FINRA’s arbitration process against both the individual broker and the broker-dealer.
Q: What compensation could be available?
Possible recoveries include reimbursement of misappropriated funds and certain damages, depending on the specifics of your case.
Q: Does Haselkorn & Thibaut charge upfront fees?
No. All cases are handled on a “no recovery, no fee” (contingency) basis. If you do not recover a settlement or award, you owe nothing in legal fees.
Call to Action: Protect Your Financial Well-Being
If you were a client of Jose Abel (Joe) Gamez or Raymond James Financial Services, Inc. and are concerned about investment losses or account irregularities, contact Haselkorn & Thibaut at 1-888-994-8066 for a free and confidential case consultation.
With decades of experience, a proven track record, and a client-first approach, we help investors nationwide pursue recovery after broker or advisor misconduct. Don’t wait—your rights and potential recovery may depend on timely action. There are no fees unless you recover.
