Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Logan D. Cox CRD# 6927720, a financial advisor based in Overland Park, Kansas, most recently affiliated with Cabin Securities, Inc. and formerly with Arete Wealth Management, LLC. If you are an investor who worked with Logan D. Cox and suffered financial losses, this report will guide you through his background, the red flags that investors should note, and what steps you can take if you are concerned about your investments.
Understanding Logan D. Cox’s Professional Background
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Logan D. Cox is a registered stockbroker and financial advisor whose career spans several firms, most notably:
- Cabin Securities, Inc. (Current employer as of April 2025)
- Arete Wealth Management, LLC (June 2020 – May 2025)
- Also associated with Arete Wealth Advisors, LLC and Park Avenue Securities LLC
Additionally, Mr. Cox has held roles in several related businesses, including financial planning, private fund sponsorship, real estate activities, and collectibles trading.
Recent Regulatory and Customer Complaints
Red flags have surfaced for investors considering or currently working with Logan D. Cox. These are essential for protecting your financial interests and understanding the full scope of an advisor’s history.
| Issue | Details |
|---|---|
| Recent Settlement | In March 2025, a client of Arete Wealth Management was paid $850,000 to resolve allegations that Mr. Cox recommended unsuitable investments and strategies involving alternative investments and OTC equities. |
| Resignation amid Investigation | In April 2025, Cox voluntarily resigned from Arete Wealth Management during an internal investigation into rule and procedure violations. |
| Texas State Securities Board Order | In January 2026, Cox was issued a reprimand and ordered to make refunds to certain clients for violating Regulation Best Interest’s Care Obligation, related to recommending leveraged alternative investments without due regard for associated costs and risks. |
Specific Allegations Against Logan D. Cox
The following are specific instances and regulatory findings linked to Mr. Cox’s professional conduct:
- Unsuitability: Allegedly recommending investments not matching client risk tolerance or objectives, a potential breach of FINRA Rule 2111.
- Improper Use of Leverage: Advising a client to obtain a line of credit to purchase securities, raising significant financial risks.
- Falsification of Client Net Worth: Company investigation alleged inaccurate reporting to support certain investment recommendations.
- Misrepresentation to Compliance: Allegedly mischaracterizing circumstances regarding a client’s use of credit lines to firm supervisors.
Each of these allegations signals potential violations of industry standards designed to protect investors’ best interests.
Review of Regulatory Disclosures and BrokerCheck Records
- FINRA BrokerCheck: As of the most recent update, the public record shows no official customer complaints, regulatory disciplinary actions, or lawsuits reported. We recommend checking the FINRA BrokerCheck profile for Logan D. Cox periodically for updates.
- SEC Filings: No public enforcement actions or proceedings have been registered against Cox at the federal level.
- Court and Media Searches: No lawsuits or complaints have surfaced in federal databases or major news publications under his name as of this writing.
- State Regulator Actions: The Texas disciplinary order remains the only publicized regulator action of note at the state level.
Key Takeaways and Red Flags for Investors
- Recent $850,000 customer settlement for unsuitable investment recommendations.
- Regulatory reprimand for violating industry care obligations and failing to consider the full financial impact of leveraged investments on clients.
- Resignation from a major broker-dealer (Arete Wealth Management) amid internal investigation.
- Allegations of falsifying records and misrepresentation during compliance inquiry.
Even in the absence of official FINRA or SEC sanctions, such findings underscore the importance of conducting thorough due diligence and seeking legal guidance if you suspect misconduct.
What Should Investors Do Next?
Concerned about your investments with Logan D. Cox at Cabin Securities, Inc. or previously at Arete Wealth Management? Haselkorn & Thibaut can help. With over 50 years of experience, a 98% success rate, and millions recovered for investors across the country, we specialize in representing clients through FINRA arbitration and securities litigation.
- Receive a complimentary review of your account and potential claims.
- No recovery, no fee – you pay only if we successfully recover your losses.
- National reach – we represent investors in every state.
- Personal and confidential guidance from securities attorneys—not call center staff.
Don’t wait until issues escalate. If you suspect that your investment losses—or concerns about investment recommendations—may be connected to Logan D. Cox’s advisory services, call Haselkorn & Thibaut today for your free and confidential consultation: 1-888-885-7162.
Your financial security deserves skilled investigation and diligent advocacy. Stay informed and protect your interests with one of the nation’s leading investor law firms.
