Are you one of the investors working with Roger Bowlin (CRD# 1905652) of Aurora Securities in Kirkland, Washington? If so, it’s vital to stay informed about all aspects of your investment journey and the professionals who manage your portfolio. Haselkorn & Thibaut (investmentfraudlawyers.com) is actively investigating recent investor complaints involving this advisor. If you have questions or concerns, now is an excellent time to get the facts, understand your options, and seek experienced guidance—with no out-of-pocket costs unless there is a recovery.
Who is Roger Bowlin?
- Location: Kirkland, Washington
- Broker-Dealer: Aurora Securities
- Investment Advisor Affiliation: Secure Asset Management
- Business Name: RW Bowlin Investment Solutions
- Years of Experience: 35
- Licenses: 31 state licenses; SIE, Series 65, Series 63, Series 7, Series 22
- Past Firms: Concorde Investment Services, Independent Financial Group, EPlanning Securities, Pacific West Securities, Pacific Harbor Securities, Investment Management & Research, Laney & Company, Halliday Capital Partners
Recent Complaints and Potential Red Flags
Investors always deserve transparency and clarity regarding their financial professionals. While Roger Bowlin’s FINRA BrokerCheck file currently states there are no reportable disclosures, arbitrations, or regulatory actions as of November 2025, recent developments suggest it is essential for investors to conduct ongoing due diligence.
| Complaint Date | Allegation | Pending Damages | Broker-Dealer |
|---|---|---|---|
| September 2025 | Recommended unsuitable real estate securities | $1 Million | Aurora Securities |
| September 2025 | Mismanaged customer’s accounts | $5 Million | Aurora Securities |
To summarize:
- Two investor complaints filed in September 2025 allege seven-figure damages related to advice on real estate securities and alleged account mismanagement.
- Both complaints are pending and involve alleged damages of $1 million and $5 million, respectively.
- Mr. Bowlin’s firm promotes offering “diversification beyond the standard equity markets,” emphasizing exposure to both capital markets and alternative investments, including real estate exchange solutions.
What Should Investors Know?
Even though the official regulatory filings as of November 2025 do not reflect any customer complaints or formal disclosures, the presence of recent, significant customer allegations is a reminder that issues can arise or take time to appear on public records. Investor vigilance—staying informed about your advisor’s background and the nature of investments offered—is the first step in safeguarding your interests.
Key Points for Aurora Securities Investors with Roger Bowlin
- No regulatory or disciplinary actions currently disclosed by FINRA, SEC, or Washington State regulators.
- No current civil lawsuits or enforcement actions disclosed in federal or state records.
- Potential red flags: Two recent, seven-figure investor complaints (still pending) related to suitability and account management.
- Investors should watch for updates on these cases and carefully consider any alternative investments or real estate solutions recommended by Bowlin or his team.
- If you have experienced similar issues or unexpected losses, proactive steps can help protect your rights.
Why It Makes Sense to Consult Haselkorn & Thibaut
With over 50 years of experience, a 98% success rate, and millions recovered for clients, Haselkorn & Thibaut is a trusted national investment fraud law firm dedicated to investors nationwide. They operate on a no recovery, no fee basis, which means you can pursue your options risk-free. Their attorneys are skilled in reviewing complex securities, real estate, and alternative investment claims, and are experienced with issues involving suitability and due diligence.
What You Should Do Next
- Review your account statements and trade confirmations for any real estate or alternative investments made through Roger Bowlin or Aurora Securities.
- Document any losses or correspondence related to the complaints or investment outcomes.
- Contact Haselkorn & Thibaut at 1-888-994-8066 for a free, private review of your situation. Their team will listen to your concerns, answer your questions, and help determine the right steps for your case.
Stay Proactive and Informed
The financial world changes fast, and the reputations of advisors can shift rapidly based on emerging complaints or investigations. Even when public records appear clean, it is important to watch for investor allegations. If you are concerned about advice you received from Roger Bowlin, your experience deserves a careful, confidential review by invested professionals.
Let Haselkorn & Thibaut help you protect your financial future and understand your options. Call today at 1-888-994-8066 for a free consultation—no recovery, no fee.
