Haselkorn & Thibaut has launched an independent investigation into Lisa Grosskopf, a financial advisor based in Burbank, California, currently registered with Peak Brokerage Services. This report is prepared to help investors make informed decisions by detailing Grosskopf’s background, credentials, complaint history, and potential red flags. If you have questions or concerns about your investments with Lisa Grosskopf, read on and learn how you can receive a free, confidential case review from a trusted team with over 50 years of combined experience in securities law.
Who Is Lisa Grosskopf of Peak Brokerage Services in Burbank, CA?
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Lisa Grosskopf (CRD# 3213930) is a broker registered with Peak Brokerage Services, Inc., operating out of Burbank, California. Over her 26-year career in the securities industry, Grosskopf has also been affiliated with firms such as Gold Coast Securities, AIG Financial Advisors, and SunAmerica Securities. She holds active registrations in several states, including Arizona, California, Nevada, Oregon, and Wisconsin.
Highlights of Lisa Grosskopf’s professional credentials:
- 26 years of securities industry experience
- Registered with Peak Brokerage Services since June 2024
- Previously registered with Gold Coast Securities, AIG Financial Advisors, and SunAmerica Securities
- Licenses and exams passed: Series 7, Series 6, Series 63, Series 24, SIE, and Series 99TO
- Licensed in AZ, CA, NV, OR, and WI
For further details about her professional background, investors can view her FINRA BrokerCheck profile.
Summary Table: Lisa Grosskopf’s Background at a Glance
| Advisor Name | Lisa Grosskopf |
| CRD Number | 3213930 |
| Current Broker-Dealer | Peak Brokerage Services, Inc. |
| Location | Burbank, California |
| State Licenses | Arizona, California, Nevada, Oregon, Wisconsin |
| Years of Experience | 26 |
| Exam Qualifications | Series 7, Series 6, Series 63, Series 24, SIE, Series 99TO |
What Complaints or Litigation Exist Involving Lisa Grosskopf?
According to FINRA and available public records, Lisa Grosskopf’s BrokerCheck report shows one investor complaint as of October 2025. Here are the specifics:
- Date: October 2025
- Firm Involved: Gold Coast Securities
- Nature of Allegation: The investor alleges Lisa Grosskopf recommended an unsuitable investment in an indexed universal life insurance policy.
- Specific Issue: Premiums for the policy were reportedly withdrawn directly from qualified retirement accounts, leading to IRS early withdrawal penalties for the client.
- Additional Allegations: Breach of fiduciary duty, violations of FINRA rules, misrepresentation of material facts, and breach of contract.
- Status: The claim is currently pending.
- Claimed Damages: $450,000
It is important for investors to note: As of November 30, 2025, this is the only complaint or dispute on record for Lisa Grosskopf. No regulatory actions, lawsuits, or disciplinary findings appear in federal, state, or media databases. There are no SEC enforcement actions or other public court filings involving her.
Understanding Red Flags: Unsuitable Investment Recommendations
Investor complaints like the one on record often highlight serious concerns. In this case, the issue centers on unsuitable investment advice and improper withdrawal of funds from qualified accounts, resulting in costly tax penalties.
FINRA Rule 2020 specifically prohibits brokers from any manipulative, deceptive, or fraudulent practices, including misrepresenting material facts to clients. Recommending a financial product that does not suit the investor’s needs or risk profile may expose an advisor and their firm to liability and regulatory penalties.
Haselkorn & Thibaut’s Commitment to Investors
**Haselkorn & Thibaut (investmentfraudlawyers.com) is a national securities fraud law firm with **over 50 years of experience**, a **98% success rate**, and **millions recovered** for investors nationwide. We are not affiliated with any brokerage, including Peak Brokerage Services, and **our only mission is to protect your financial interests.**
Key features of our representation:
- No recovery, no fee—you owe us nothing unless we win or settle your case
- Extensive experience in handling investor claims involving unsuitable advice, misrepresentation, and other forms of investment fraud
- Personalized case review by experienced securities attorneys
Why Should You Get a Free Case Review?
If you are a current or former client of Lisa Grosskopf, or if you have questions about advice or investments made through her at Peak Brokerage Services, you may want to consider a free, confidential case assessment.
- Unclear or unexplained losses in your portfolio
- Unexpected tax consequences or IRS penalties resulting from investment advice
- Concerns about the suitability of insurance or investment products recommended to you
- Any evidence or suspicion of misrepresentation, omission, or breach of fiduciary duty
Your first call is free, and there is never any obligation to pursue a claim. Let our team review your individual situation and help you understand your options.
How to Contact Haselkorn & Thibaut
Take the next step today. If you or your loved one has suffered losses or penalties related to investments made by Lisa Grosskopf at Peak Brokerage Services in Burbank, California, call Haselkorn & Thibaut directly at 1-888-994-8066 for a free and confidential consultation.
**Protect your financial future. Let our experience and commitment work for you—call now or visit our website for more information.**
