Investigation into Kristy Nicol and LPL Financial LLC by Haselkorn & Thibaut

Sue Financial Advisor, Investment Fraud Lawyers

There’s a storm brewing in the financial world, and it’s one that investors should be wary of. The name at the center of this tempest? Kristy Nicol, an advisor associated with LPL Financial LLC, a company with a significant role in the financial industry. The pending customer dispute lodged on 6/14/2023 alleges that Nicol misrepresented interest rates, an allegation that, if true, could result in considerable financial losses for her clients.

Unraveling the Allegation

So, what does this allegation mean in layman’s terms? Essentially, the complaint suggests that Nicol, in her role as an investment advisor, may have given her clients misleading information about the interest rates associated with their investments. This could range from understating the risk associated with certain investments to overpromising on potential returns. In the world of finance, such misrepresentations can lead to investors making decisions based on false premises, which in turn can lead to significant financial losses.

Haselkorn & Thibaut: Taking the Helm

Stepping into the fray is Haselkorn & Thibaut, a national investment fraud law firm that’s no stranger to cases like these. They’re currently investigating the allegations against Nicol and LPL Financial LLC and are offering free consultations to affected clients. With offices across the country, including Florida, New York, North Carolina, Arizona, and Texas, this firm is well-positioned to tackle this case head-on.

Why Choose Haselkorn & Thibaut?

When it comes to investment fraud, you’d be hard-pressed to find a more experienced team than Haselkorn & Thibaut. They bring to the table:

  • Over 50 years of experience in the field
  • A staggering 98% success rate in their cases
  • A track record of successful financial recoveries for investors

Moreover, they operate on a “No Recovery, No Fee” policy, meaning clients won’t be out of pocket if Haselkorn & Thibaut don’t manage to recover their losses.

FINRA Arbitration: A Path to Recovery

It’s not all doom and gloom, though. There’s a potential silver lining for investors caught in this storm: FINRA Arbitration. This process can help investors recover losses incurred due to investment fraud or misconduct. It’s a less formal alternative to litigation and can often result in quicker resolutions.

Haselkorn & Thibaut’s expertise in this area is a beacon of hope for affected investors. They’re ready and willing to guide clients through the FINRA Arbitration process, aiming to recover as much of their losses as possible.

If you believe you’ve been affected by this case, don’t hesitate to reach out to Haselkorn & Thibaut for a free consultation at 1-800-856-3352. Remember, in the world of finance, it’s always better to be safe than sorry.

Scroll to Top