Investigation Launched Into Anthony John Pitta at Capital Investment Group Inc.

Haselkorn & Thibaut, a respected national securities fraud law firm, has opened an investigation into Anthony John Pitta (CRD# 1958029), a former broker and investment advisor based in Melville, New York with Capital Investment Group, Inc. (CRD 14752). If you are an investor who worked with Anthony Pitta in New York (NY) or elsewhere and have concerns about your investment losses—particularly relating to GWG Holdings L-Bonds—it’s crucial to understand the details of his track record and your potential recovery options.

With over 50 years combined experience and a track record of a 98% success rate and millions recovered for clients nationwide, Haselkorn & Thibaut is here to help. Call for a free case consultation at 1-888-885-7162. No recovery, no fee.

Who is Anthony John Pitta?

Anthony Pitta is a previously registered broker and investment advisor with a 34-year career in the securities industry. His last and most substantial tenure was with Capital Investment Group, Inc. in Melville, NY, where he worked from July 2010 to January 2024. During his career, he also served as an investment advisor representative with Capital Investment Advisory Services, LLC through January 2024.

Employment History

• Capital Investment Group, Inc. (Melville, NY): 07/2010 – 01/2024
• Park Avenue Securities LLC (Woodbury, NY): 05/1999 – 07/2010
• Guardian Investor Services Corporation (NY): 11/1993 – 05/1999
• Penn Mutual Equity Services, Inc. (PA): 02/1992 – 11/1993
• Monarch Securities, Inc.: 11/1989 – 01/1992
• Home Life Insurance Company (NY): 06/1989 – 11/1989
• W. S. Griffith & Co., Inc. (CT): 06/1989 – 11/1989

Pattern of Customer Disputes & Complaints

Anthony Pitta’s regulatory record reveals 15 total customer dispute disclosures. 14 of these complaints have been settled and one was closed with no action. The scope and concentration of these complaints over the last several years should prompt investors to take note:

• Primary focus of disputes: Overwhelmingly linked to GWG Holdings L-Bonds, which filed for Chapter 11 bankruptcy on April 20, 2022.
• Settlement amounts: $643,905.59 paid across all settled complaints.
• Damages originally requested by clients: $1,485,000.00
• Settlement rate: On average, approximately 43% of the amount requested was paid in settlements.

Complete List of Customer Complaints: Details & Allegations

Below is a comprehensive summary of all known customer disputes involving Anthony Pitta—detailed so you, as an investor, can see the complete picture:

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About The Author

Investment Fraud Lawyers

Haselkorn & Thibaut, P.A. (InvestmentFraudLawyers.com) is a national investor advocacy law firm focused on securities arbitration and investment fraud recovery. Partners Jason S. Haselkorn (FL Bar No. 52140) and Matthew R. Thibaut (FL Bar No. 514918) lead a team with 50+ years of combined experience and a 95%+ success rate for investors nationwide. We handle unsuitable investments, broker misconduct, and alternative investment losses before FINRA, AAA, and JAMS, with offices in Florida, New York, Arizona, and Texas. Experience: 50+ years combined Focus: Investment fraud, broker negligence, unsuitable/alternative investments Service: No recovery, no fee Free consultation: Call: 1-888-885-7162 Email: [email protected] Web: InvestmentFraudLawyers.com