Last Updated: February 2026 — Flowery Branch, GA
Haselkorn & Thibaut has officially launched an investigation into Brian Eric Cantel, a financial advisor registered with Berthel, Fisher & Company Financial Services, Inc., whose branch is based in Flowery Branch, Georgia. If you are an investor who has worked with Mr. Cantel or have concerns about your investments, this report provides essential information you need to make informed decisions and protect your interests.
Who Is Brian Eric Cantel?
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Name: Brian Eric Cantel
Current Employer: Berthel, Fisher & Company Financial Services, Inc. (Since January 10, 2006)
Primary Branch Location: Flowery Branch, GA
Prior Firms:
- Fidelity Equity Services Corporation (1987–1995)
- Locust Street Securities
Understanding Berthel, Fisher & Company Financial Services, Inc.
Berthel, Fisher & Company Financial Services, Inc. is a broker-dealer registered with FINRA. Investors rely on broker-dealers and their representatives for sound financial guidance and for complying with industry regulations. When a financial advisor or their firm is subject to complaints or regulatory actions, it’s important for investors to stay informed and take protective steps as needed.
Investors can visit FINRA BrokerCheck to review public regulatory records, license status, and disciplinary history for firms and advisors, including Brian E. Cantel and his employer.
Summary of Complaints and Regulatory Disclosures
Based on a comprehensive review of available records from BrokerCheck and recent public sources, here’s a breakdown of Mr. Cantel’s record:
| Type | Date | Description | Status/Outcome |
|---|---|---|---|
| Customer Disputes | Multiple (2006–2023) | Allegations have ranged from suitability concerns to claims of unauthorized trading and failure to follow instructions. Claim amounts vary from approximately $25,000 up to $200,000. | Some resolved by settlement, others denied or closed without further action. No finding of fraud or criminal wrongdoing based on public records. |
| Regulatory Actions | No major recent | No recent formal regulatory sanctions reported as of the latest update. | N/A |
| Terminations | None reported | No employment separations for cause at prior employers recorded in latest records. | N/A |
It’s important for investors to realize that the presence of a complaint or settlement does not automatically signify wrongdoing or misconduct by an advisor. However, it is a critical factor to consider when evaluating the safety and performance of your investments.
Red Flags to Watch For as an Investor
- Multiple Customer Complaints: Several documented disputes—even if some have been denied or closed—raise questions about recurring issues with investment suitability and communication.
- Suitability Concerns: Brokers are required to recommend investments appropriate for a client’s risk profile and objectives. If an advisor is repeatedly accused of recommending unsuitable products, this should warrant a review of your account.
- Settlement Activity: While settlements aren’t an admission of fault, a pattern of settlements can sometimes suggest attempts to resolve issues quietly rather than through litigation.
- Lack of Regulatory Sanctions: The absence of major sanctions is a positive note, but unresolved, repeated customer grievances should not go ignored.
Take Steps to Protect Your Investments
If you have entrusted your investments to Brian Cantel or Berthel, Fisher & Company Financial Services, Inc., consider these proactive steps:
- Regularly Review Your Account Statements: Look for unauthorized transactions, high fees, or performance inconsistencies.
- Ask Questions About Investment Choices: Make sure you understand every product and strategy being recommended. Don’t hesitate to request documentation that supports the suitability of those choices.
- Monitor for Patterns: Seek professional guidance if you detect patterns such as repeated losses or lack of transparency.
What to Do If You Suspect Mismanagement
When you believe your broker hasn’t acted in your best interest—whether due to unsuitable recommendations, unauthorized activity, or a lapse in communication—it is crucial to act promptly. Gather all communications, account statements, and notes from meetings or calls.
Haselkorn & Thibaut offers a completely free, confidential consultation—not just to review your investments but to outline your options and potential next steps if you have suffered losses. Our firm brings over 50 years of combined experience representing investors nationwide. With a 98% success rate and millions recovered for clients, Haselkorn & Thibaut works exclusively for investors. Remember: There is no fee unless we recover money for you.
Why Choose Haselkorn & Thibaut?
- National reach and experience: Representing investors in all major forums.
- Client-focused: No recovery, no fee—ensuring our goals align with yours.
- Proven results: Decades of experience and a record of recovering millions for clients.
- Personalized service: Every situation is unique. We take the time to understand yours in detail.
Contact Haselkorn & Thibaut Today
If you have questions about investments with Brian Cantel or Berthel, Fisher & Company Financial Services, Inc., don’t delay. Schedule your FREE consultation by calling 1-888-994-8066 today. Your financial future is too important to leave to chance. Take the first step by reaching out to an experienced investment fraud law firm that is on your side.
This report is for informational purposes. For the most current information on a financial advisor’s record, always refer to FINRA BrokerCheck.
