Haselkorn & Thibaut, a national law firm focused on securities fraud, has launched an investigation into Gary Datta, a financial advisor now with Wells Fargo Advisors following his tenure at Edward Jones in New York, NY. If you are a current or former client of Gary Datta, it’s important to understand the details behind his professional record, discover any potential red flags, and know your rights as an investor. Our team at Haselkorn & Thibaut (investmentfraudlawyers.com) has over 50 years of experience, a 98% success rate, and millions recovered for investors nationwide. We offer free, confidential consultations—no recovery, no fee. Call us today at 1-888-885-7162 if you have concerns or questions.
Who Is Gary Datta?
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Gary Datta is a registered financial advisor and broker who is currently associated with Wells Fargo Advisors Financial Network, LLC as of August 2025. Before joining Wells Fargo Advisors, Datta was a financial advisor with Edward Jones until August 2025. His professional experience includes passing essential industry qualification exams such as the Securities Industry Essentials Examination (SIE), Series 7, and Series 63, which allow him to provide investment advice and broker securities transactions.
Registrations and Employment Overview
| Firm | Position | Dates |
|---|---|---|
| Wells Fargo Advisors Financial Network, LLC | Broker and Investment Adviser | 2025-08-01 – Present |
| Edward Jones | Financial Advisor | Through 2025-08-01 |
Gary Datta’s Regulatory Record
According to publicly available records on FINRA BrokerCheck, Gary Datta has one disclosure regarding a customer complaint. Understanding the nature of this complaint is important for investors who want to ensure their financial professional consistently acts in their best interest.
Current Open Complaint Against Gary Datta
Type: Customer Complaint
Date Filed: October 1, 2025
Status: Pending
Specific Allegations
The customer complaint filed against Gary Datta alleges a number of serious concerns during his time as a representative of Edward Jones. The detailed allegations include:
- Breach of fiduciary duty—failing to act solely in the best interests of the client.
- Negligence in the handling of the client’s investments and overall supervisory duties.
- Fraud—accused of misleading the client in the course of executing trades.
- Breach of contract with the client.
- Unauthorized trading—conducting trades in the client’s account without proper authorization.
- Recommending investments without adequate due diligence.
- Failure to diversify the client’s investment portfolio appropriately.
- Ignoring client instructions regarding their investment preferences.
- Undertaking risky and/or unauthorized trades that were not in alignment with the client’s objectives.
- Potential violation of FINRA Rule 2010, which requires high standards of commercial honor and just and equitable principles of trade.
At this time, this customer complaint remains unresolved and is classified as pending. If you believe you have experienced similar issues, your voice and experience matter—many investor claims are valid and eligible for recovery.
Why Does This Matter to You as an Investor?
Even a single unresolved complaint with allegations like these may be cause for concern. Red flags such as unauthorized transactions, lack of portfolio diversification, or failing to follow client instructions can result in preventable financial losses for investors. While one disclosure does not definitively determine an advisor’s overall integrity, patterns of similar behaviors or unresolved disputes should not be ignored.
What Can Concerned Investors Do?
If you worked with Gary Datta—either at Edward Jones or Wells Fargo Advisors—and experienced unexpected losses or believe you were not treated fairly, you are not alone. Haselkorn & Thibaut is currently providing free consultations to investors who have concerns about their accounts, investment strategies, or any of the allegations above. Our firm can review your statements, correspondence, and transaction histories to determine if you have grounds for a claim.
Common Signs of Advisor Misconduct
If you notice any of the following, it’s worth reaching out for a confidential review:
- Unexplained account activity or trades you did not authorize
- Investment recommendations that seem unsuitable for your objectives or risk tolerance
- Significant losses without justification
- Your instructions to your advisor being disregarded or ignored
If any of these situations describe your experience, it may be time to seek an independent legal assessment.
Your Next Steps
Every investor deserves transparency and a thorough understanding of their financial advisor’s background. The current investigation into Gary Datta by Haselkorn & Thibaut is aimed at protecting investor rights and holding advisors accountable. If you have invested with Gary Datta—at Edward Jones or currently at Wells Fargo Advisors—and have questions, our experienced team can help.
Contact Haselkorn & Thibaut today at 1-888-885-7162 for your free, no-obligation consultation. There is absolutely no fee unless we recover funds for you. Don’t wait—get answers and take the first step toward resolution.
