Haselkorn & Thibaut Opens Investigation Into Sam Bhushan, Cabin Securities Stockbroker – Irvine, CA
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If you worked with Sam Bhushan (CRD #4884717), a financial advisor currently registered with Cabin Securities, Inc. in Irvine, CA, you may be eligible to seek recovery for investment losses.
With over 50 years of combined experience, a 98% success rate, and millions of dollars recovered for clients nationwide, Haselkorn & Thibaut is actively reviewing potential claims involving Sam Bhushan. Clients and investors are encouraged to contact us for a free, confidential consultation at 1-888-994-8066. There is no obligation, and you pay nothing unless we recover money for you.
Who Is Sam Bhushan?
- Name: Sam Bhushan
- CRD Number: 4884717
- Current Employer: Cabin Securities, Inc. (Since 07/15/2017)
- Location: 3141 Michelson Drive, Suite 504, Irvine, CA 92612
- DBA: DSTs 1031 Investments
Mr. Bhushan is a licensed stockbroker and investment advisor, registered with FINRA as a General Securities Representative and approved for Corporate Securities and Direct Participation Programs. His BrokerCheck summary can be found here for more details.
Sam Bhushan’s Regulatory and Employment Background
| Timeline | Firm | Location |
|---|---|---|
| 2017–Present | Cabin Securities, Inc. | Irvine, CA |
| 2016–2017 | Arete Wealth Management, LLC | |
| 2005–2016 (multiple periods) | ARI Financial Services, Inc. | |
| 2014–2015 | Realty Capital Securities, LLC | |
| 2011 | KBR Capital Markets, LLC | |
| 2005–2008 | Burch & Company, Inc. |
Beyond his role at Cabin Securities, Sam Bhushan operates under the DBA “DSTs 1031 Investments,” supervised by Cabin Securities.
Red Flags and Investor Complaints: What You Should Know
Although Sam Bhushan’s FINRA BrokerCheck public profile shows no open regulatory actions, criminal cases, or current customer complaints, at least one significant customer dispute has been reported in recent years.
Summary of Notable Customer Dispute
- Date Filed: October 20, 2022
- Case Number: FINRA Dispute Resolution Case No. 22-02378
- Allegations:
- Fraud
- Misrepresentation and omission of material facts
- Unsuitable investment recommendations
- Breach of contract
- Breach of fiduciary duty
- Product Type: Regulation D Private Placement (Real Estate Security)
- Damages Alleged: $150,000
- Settlement: $132,498 (settled March 30, 2023)
*Notably, the public report states Sam Bhushan was not personally required to contribute to the settlement.
What Were the Specific Allegations?
Investigators noted allegations of:
- Unsuitable Recommendations: Advisors are required to recommend investments that fit each client’s risk profile, objectives, and financial situation. Claims included recommendations that were not aligned with the investor’s best interests.
- Breach of Fiduciary Duty and Regulation Best Interest: As of June 2020, all registered representatives are held to the Regulation Best Interest (Reg BI) standard, ensuring customers’ needs take priority.
- Fraud, Misrepresentation, and Omission of Facts: FINRA rules prohibit advisors from using misleading or incomplete information. Misstated or omitted details regarding private placements are a frequent source of investor harm.
- Breach of Contract: Disputes may arise when brokers violate the duties described in account agreements and disclosure documents.
What Does BrokerCheck Say?
As of May 2024:
- No customer-initiated complaints currently appear on public BrokerCheck records
- No regulatory or disciplinary actions by FINRA, the SEC, or state authorities
- No pending or settled arbitrations disclosed in public databases outside the above 2022–2023 case
- No civil lawsuits or criminal convictions found in federal or state court records
Important Reminder: FINRA BrokerCheck and the SEC’s databases are updated periodically. New complaints or disclosures could arise after this report is published. Always check BrokerCheck and your advisor’s compliance department for up-to-date information.
What Steps Should Investors Take?
If you invested with Sam Bhushan and have concerns about investment performance, communication, or suitability, document your concerns and reach out for a complimentary case review. Most importantly, Haselkorn & Thibaut provides a national team of lawyers focused solely on resolving investment loss claims for individual investors through FINRA arbitration.
Why choose Haselkorn & Thibaut?
- 98% success rate in client recoveries
- No recovery, no fee—you pay nothing unless we recover your money
- Over 50 years of experience
- Free, confidential consultation at 1-888-994-8066
Take the Next Step—Free Consultation for Investors Nationwide
If you believe you lost money with Sam Bhushan or have questions about your account with Cabin Securities, Inc., now is the time to act.
- Contact Haselkorn & Thibaut at 1-888-994-8066 for a free case evaluation.
- There is no obligation and all conversations are confidential.
- Our team has helped thousands of investors nationwide recover losses through FINRA arbitration—all on a contingency (no win, no fee) basis.
Protect your financial future. Connect with trusted attorneys and get the answers you deserve regarding your investments with Sam Bhushan and Cabin Securities, Inc. Call 1-888-994-8066 today.
