Haselkorn & Thibaut, a leading national securities fraud law firm, has opened an investigation into John Pucci, a financial advisor based in Houston, Texas, who is registered with Craft Capital Management (CRD #6120523). If you are an investor who worked with John Pucci, this comprehensive research report provides the most recent, detailed overview of his professional background, regulatory status, and all publicly disclosed investor complaints. Our goal is to help you make informed decisions and provide guidance on your legal options if you have concerns about your investments.
Who is John Pucci? Background and Qualifications
Table of Contents
John Pucci is a registered broker currently associated with Craft Capital Management in Houston, Texas. He began his career in the securities industry around 2009 and has over a decade of experience. Mr. Pucci has held registrations with several firms, including Aegis Capital, First Standard Financial Company, and Laidlaw & Company.
Key qualifications include:
- Series 7 – General Securities Representative Examination
- Series 63 & 66 – Uniform State Law Examinations
- State Insurance Licenses (where applicable)
- 23 current state licenses (per BrokerCheck)
For the most up-to-date information, you can view his BrokerCheck profile.
Employment History
| Firm | Dates | Location |
|---|---|---|
| Craft Capital Management | 2018–Present | Houston, TX |
| Aegis Capital | Prior to 2018 | Various |
| Other prior firms | Since 2009 | – |
Investor Complaints and Regulatory Disclosures
Understanding the full scope of investor complaints is critical for anyone considering or currently working with John Pucci. Below is a summary of all known regulatory, legal, and customer-initiated complaints:
| Date Filed | Allegations | Advisor’s Response | Status / Resolution |
|---|---|---|---|
| September 2025 (Pending) |
|
Denying all accusations; states all client investments were authorized and suitable based on objectives and risk tolerance. Notes no wrongdoing and claims not named as a respondent in the arbitration. | Pending Damages unspecified |
| 2020 (Settled 2022) |
|
Denying allegations; asserts recommendations were suitable, no wrongdoing, and proper authorization obtained. | Settled: $18,755.69 |
| 2019 |
|
Denies the allegations; states no loss to client, was not managing assets at relevant time, not a respondent in arbitration. | Settled: $13,500 |
Key Red Flags for Investors
- Multiple investor complaints focused on alleged unsuitable recommendations and breaches of fiduciary duty.
- Two customer complaints resulted in a combined settlement of over $32,000.
- Pending complaint as of late 2025 regarding private placement recommendations and alleged regulatory violations.
- Mr. Pucci has consistently denied all allegations and claims to have acted with client consent and in line with risk tolerance.
Haselkorn & Thibaut’s Perspective
If you have invested with John Pucci—especially while he was associated with Aegis Capital or Craft Capital Management—and have concerns about your account performance or the suitability of investment recommendations, it is important to act.
Haselkorn & Thibaut has opened an investigation to assist investors in recovering losses that may have resulted from inadequate advice or improper broker conduct. Our team comprises attorneys with over 50 years of experience, a 98% success rate, and a “no recovery, no fee” policy.
What Should You Do?
- Review your investment portfolio carefully. Look for questionable private placements, unexplained losses, or recommendations that do not align with your stated objectives or risk tolerance.
- Gather all account statements, emails, and correspondence with your broker or the firm.
- Contact Haselkorn & Thibaut for a free, confidential consultation. Our attorneys can analyze your situation, explain your options, and assist with recovery if warranted.
How to Get Help
Haselkorn & Thibaut—a national securities fraud law firm—provides a risk-free, no obligation case evaluation for investors. Our investigation into John Pucci of Craft Capital Management in Houston, Texas is ongoing. You deserve clear answers and trusted advocacy if you believe you have suffered losses due to unsuitable recommendations or broker misconduct.
For direct assistance, call us today at 1-888-885-7162. All consultations are free, confidential, and provided with no up-front cost. You pay nothing unless we recover money for you.
If you want to determine your recovery options, or simply want answers about your investment experience, now is the time to call and schedule your no-cost review.
Haselkorn & Thibaut—standing up for investors and holding financial advisors accountable.
