Investigation into Austin Dutton and American Trust Investment Services, Inc. (CRD 3001) has recently been launched by Haselkorn & Thibaut, a national investment fraud law firm. This news comes in the wake of allegations of violations of FINRA Rules 8210 and 2010 against Austin R. Dutton Jr, a former broker and investment advisor with the company.
What’s the Allegation?
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The Financial Industry Regulatory Authority (FINRA) has made a preliminary determination to recommend disciplinary action against Austin R. Dutton Jr. The allegations are serious, citing a failure to timely respond to FINRA’s requests for information and documents issued pursuant to FINRA Rule 8210. The alleged violations occurred between June 15, 2021, and January 7, 2022.
Why Should You Care?
Investment fraud is a serious matter and allegations of such behavior should not be taken lightly. The financial well-being of investors could be at risk. It’s crucial to understand the red flags of investment fraud. These can include unregistered investments, overly consistent returns, complex strategies, missing documentation, and pressure to buy. If you’ve experienced any of these red flags with Austin Dutton or American Trust Investment Services, Inc., it’s time to take action.
Who’s Investigating?
Haselkorn & Thibaut, a national investment fraud law firm, is leading the investigation. With offices in Florida, New York, North Carolina, Arizona, and Texas, this firm has over 50 years of experience in handling such cases. They boast a 98% success rate and have successfully recovered financial losses for investors across the country.
How Can You Benefit?
Haselkorn & Thibaut offer a free consultation to clients who believe they may have been victims of investment fraud. Their “No Recovery, No Fee” policy ensures that clients won’t be charged unless the firm is successful in recovering their losses. If you’ve been affected by the actions of Austin Dutton or American Trust Investment Services, Inc., don’t hesitate to reach out at 1-800-856-3352.
FINRA Arbitration
FINRA Arbitration is a method that can help investors recover losses. It’s a faster, simpler, and less formal alternative to litigation. Haselkorn & Thibaut has extensive experience in representing clients in FINRA arbitration proceedings, making them a strong ally in the fight against investment fraud.
In conclusion, the seriousness of these allegations cannot be overstated. If you’ve been affected by the actions of Austin Dutton or American Trust Investment Services, Inc., contact Haselkorn & Thibaut for a free consultation and let them guide you through the process of recovery.
