Haselkorn & Thibaut (investmentfraudlawyers.com) has launched an investigation into Timothy Allen Nobles Jr. (also known as Tim Nobles Jr.), a registered broker and investment adviser operating out of Spirit Lake, Iowa, affiliated with Investment Planners, Inc. and IPI Wealth Management, Inc.. If you or a loved one experienced unexpected losses or have concerns related to investments recommended by Mr. Nobles, this research report will help you understand your options. You can also contact Haselkorn & Thibaut directly at 1-888-885-7162 for a free, confidential consultation—there are no fees unless they recover for you.
Who Is Timothy Allen Nobles Jr.? Broker Profile & Background
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Timothy Allen Nobles Jr. (CRD# 3261124) is a financial services professional with 26 years of experience. Based in Spirit Lake, Iowa, Mr. Nobles is registered as both a broker and investment adviser with Investment Planners, Inc. (CRD# 18557) and IPI Wealth Management, Inc. (CRD# 111872). Both firms are headquartered in Iowa, and Mr. Nobles operates actively under state and FINRA oversight, with licenses in 11 different states.
| Firm | Role | Location | Since |
|---|---|---|---|
| Investment Planners, Inc. | Broker | Spirit Lake, IA | 1999 |
| IPI Wealth Management, Inc. | Investment Adviser | Sibley, IA | 2002 |
Throughout his tenure, Tim Nobles Jr. has consistently worked for the same two firms. There are no records of regulatory barring, terminations, or criminal matters, which can be a positive signal for long-term reliability. However, there’s more to consider before trusting your financial future to any advisor.
List of Complaints: Disclosure Summary
Of particular concern to investors: Mr. Nobles has four customer dispute disclosures in the past fifteen months, with allegations centered around investment suitability and clients’ expectations.
| Date | Status | Allegations | Damages Requested | Settlement | Broker/Firm Comments |
|---|---|---|---|---|---|
| Aug 1, 2025 | Settled | Unsuitable investment, breach of fiduciary duty/negligence | $25,000 | $11,625 | Investment deemed suitable; sponsor failed to disclose debt |
| Jan 7, 2025 | Denied | Investment outcome did not align with goals | $25,000 | $0 | No merit; claim denied |
| Jan 7, 2025 | Denied | Investment outcome did not align with goals | $40,000 | $0 | No merit; claim denied |
| Nov 1, 2024 | Settled | Outcome did not align with client’s goals/understanding | $35,000 | $16,500 | Firm denied claim, settled to avoid legal fees |
Total Damages Requested: $125,000 | Total Settlement Paid: $28,125
- 2 cases settled for $28,125 combined—representing about 22% of the total damages requested.
- 2 cases denied outright, with the firm insisting claims had “no merit.”
- Recent spike in complaints: All four disclosures occurred between November 2024 and August 2025.
Key Red Flags and Insights for Investors
- Clustered Disputes: The recent timing of all four customer complaints (within a roughly 15-month period) stands out compared to Mr. Nobles’ previous record. This pattern can signal process gaps or changes in business practices.
- Nature of Allegations: Consistently, clients allege that certain investments did not fit their goals, risk tolerance, or expectations. Some complaints mention unsuitable recommendations, breach of duties, and lack of transparency—not uncommon issues in complex or alternative investments.
- Firm Responses: In both settled cases, the firm maintained their denial of wrongdoing, emphasizing that settlements were business decisions. Broker comments note due diligence and claim appropriateness of recommendations but acknowledge possible failures by product sponsors to fully disclose all material information.
- No Regulatory Actions: It is notable that there are no regulatory sanctions or criminal cases against Mr. Nobles. The disputes are civil in nature between clients and the advisory firms.
- Geographic Practice: With registrations in 11 states, the number and diversity of clients could influence the volume and nature of potential disputes, especially as markets become more volatile and regulatory scrutiny increases.
Haselkorn & Thibaut Recommendations for Investors in Iowa and Nationwide
Even when complaints are few relative to total clients served, the types and timing of allegations matter to regulators and investors alike. If you invested through Timothy Allen Nobles Jr. or his associated firms in Spirit Lake, IA, and believe your investments were not suitable or you were misinformed about risks, it is important to seek advice.
Haselkorn & Thibaut recommends:
- Review all communications and documentation related to investment recommendations and transactions.
- Request clarification from the advisor and firm regarding their suitability assessment processes.
- Understand whether your portfolio contained alternative or complex investments and the associated risks.
- Contact a specialized investment fraud attorney to evaluate your right to possible recovery—potentially through arbitration or other claims processes.
Contact Haselkorn & Thibaut: Free Consultation, No Recovery—No Fee
Haselkorn & Thibaut has a 98% success rate and over 50 years of combined experience recovering millions of dollars for investors. If you are concerned about your accounts or recommendations made by Timothy Allen Nobles Jr. at Investment Planners, Inc. or IPI Wealth Management, Inc. in Iowa, contact their team for a FREE consultation at 1-888-885-7162. They will answer your questions, review your circumstances, and provide guidance—with no fee unless they recover for you.
For additional background information, investors can view the FINRA BrokerCheck profile for Timothy Allen Nobles Jr..
Remember: It’s your money and your future—make informed decisions and know your rights. The consultation is free, and you pay nothing unless you recover losses.
