Haselkorn & Thibaut has opened an investigation into Liliana Nunez, a financial advisor in El Paso, Texas, who is currently registered with Wells Fargo Clearing Services and Wells Fargo Advisors. If you have worked with Liliana Nunez or are considering her services, understanding her background, any reported investor complaints, and your rights as an investor is essential. This report, prepared by Haselkorn & Thibaut—a national securities fraud law firm with more than 50 years of experience and a track record of successful recoveries for clients—aims to provide you with valuable insights so you can make informed decisions. We are here to help with any concerns or questions, so call for a free consultation at 1-888-885-7162 if you believe you may have suffered losses.
Who is Liliana Nunez?
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Liliana Nunez (CRD# 5793174) is a financial advisor based in El Paso, Texas. She is currently a registered broker with Wells Fargo Clearing Services and an investment advisory representative with Wells Fargo Advisors. With over 15 years of experience in the securities industry, Ms. Nunez began her work with Wells Fargo in 2016 and previously held positions with JP Morgan Securities and Chase Investment Services. Her qualifications include the:
- Securities Industry Essentials Exam (SIE)
- Series 7, 6, 63, and 66 exams
Ms. Nunez is licensed to offer securities in multiple states, including Arizona, California, Minnesota, Nevada, New Mexico, Tennessee, Texas, and Washington.
Red Flags and Investor Complaints: What You Need to Know
As of the most recent review, one notable investor complaint has surfaced regarding Liliana Nunez’s conduct. However, it is important to approach such complaints with a balanced perspective, considering both the facts and the resolution process. Here’s a summary of what is publicly available:
| Type | Date Filed | Allegations | Status | Damages |
|---|---|---|---|---|
| Customer Complaint | December 2025 | The customer alleges that Ms. Nunez, as a representative of Wells Fargo Advisors, pressured them into repositioning investments into higher-risk products that did not fit their stated goals and risk tolerance. | Pending | Unspecified |
The central issue in this complaint involves the suitability of the investment recommendations, which is a core responsibility for all registered financial advisors.
Suitability Standards and Investor Rights
FINRA Rule 2111 establishes the “suitability” standard, which requires that any investment or strategy recommended by a financial advisor be appropriate for the client’s individual circumstances, including age, financial situation, risk tolerance, investment objectives, and more. When an advisor encourages investments that carry higher risks than a client is comfortable with, or that are inconsistent with their investment goals, it may be a violation of these standards.
If you believe you were sold unsuitable investments, or were pressured into products that didn’t fit your needs by Liliana Nunez or any other financial advisor, you have important rights and options for recovery.
What Else Is Known About Liliana Nunez’s Record?
A comprehensive review of regulatory databases and court records as of January 2026 reveals the following about Liliana Nunez:
-
FINRA BrokerCheck shows no customer complaints, arbitrations, regulatory actions, bankruptcies, or employment terminations for cause.
You can verify her profile on FINRA BrokerCheck. - SEC EDGAR database contains no enforcement proceedings or administrative actions related to her name.
- Federal and state court searches return no lawsuits, civil or criminal, involving Liliana Nunez.
- No media outlets, arbitration databases, or investor alerts have cited her for any disciplinary matters.
Based on current public information, Liliana Nunez’s regulatory record appears clean except for the single pending customer complaint noted above.
Checklist: What Should Investors Do Next?
- Review your account statements for any losses or investments you don’t recognize.
- Ask your advisor for a clear explanation of the products recommended and confirm that they align with your risk tolerance and long-term goals.
- Contact Haselkorn & Thibaut for a no-obligation, free consultation if you suspect that unsuitable recommendations or pressure tactics led to losses—call 1-888-885-7162 today.
- Stay informed by periodically revisiting your advisor’s background on official sites.
How Haselkorn & Thibaut Can Help You Recover
Haselkorn & Thibaut, a national securities fraud law firm with a 98% success rate and millions recovered for clients, is deeply committed to helping investors nationwide protect their interests. Remember, you pay nothing unless we recover funds for you: no recovery, no fee.
Our experienced attorneys will review your concerns, investigate any claims of unsuitability, and pursue financial recovery if warranted. We understand the emotional and financial impact investment losses can have, and we’re ready to stand by your side every step of the way.
Contact Us Today for a Free Case Review
If you have questions about your experience with Liliana Nunez at Wells Fargo Advisors or Wells Fargo Clearing Services, or feel unsure about the investments recommended to you, reach out to Haselkorn & Thibaut for a free and confidential case evaluation. Protect your financial future by speaking directly with our trusted legal team.
Call us now at 1-888-885-7162 or visit investmentfraudlawyers.com for your free consultation. There is no cost to speak with an attorney, and your conversation is absolutely confidential. Take the step today to understand your options and ensure your peace of mind.
