Investment fraud is a serious matter that can have devastating effects on an individual’s financial stability. One such case that has recently come to light involves a customer dispute against Dan Wagner, a broker and investment advisor formerly associated with TRIAD ADVISORS LLC and currently with ARKADIOS CAPITAL and WEALTH MANAGEMENT ADVISORS, LLC. The allegation, filed on 6/1/2023, claims that Wagner’s recommendation of a product was negligent, resulting in a loss of $100,000.
Understanding the Allegation
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The allegation against Wagner centers around a direct investment product. The claimant alleges that the recommendation of the product was negligent, causing a significant financial loss. This is a serious accusation that could have far-reaching implications for both the broker and the firms he is associated with.
Investment Fraud Red Flags
Investment fraud is not always easy to spot, but there are certain red flags that can indicate a problem. These include:
- Unusually high returns: If an investment promises high returns with little or no risk, it’s likely too good to be true.
- Pressure to buy: Legitimate advisors will never pressure you to make an investment.
- Lack of transparency: If your advisor is reluctant to answer questions or provide documentation, this could be a sign of fraud.
Haselkorn & Thibaut’s Investigation
The law firm of Haselkorn & Thibaut is currently investigating the allegations against Dan Wagner and the companies he is affiliated with. With over 50 years of experience in investment fraud law and a 98% success rate, the firm is well-equipped to handle this case. They are offering a free consultation to clients who may have been affected by this situation.
How FINRA Arbitration Can Help
If you’ve been a victim of investment fraud, FINRA Arbitration can help you recover your losses. This process involves a neutral third party who reviews the case and makes a decision. The decision is final and binding.
Haselkorn & Thibaut, a national investment fraud law firm with offices in Florida, New York, North Carolina, Arizona, and Texas, can guide you through this process. They have a “No Recovery, No Fee” policy, meaning you won’t be charged unless they successfully recover your losses. You can reach them at 1-800-856-3352 for a free consultation.
In conclusion, the seriousness of the allegation against Dan Wagner and the companies he is associated with cannot be overstated. If you believe you have been a victim of investment fraud, it’s crucial to take action quickly to protect your rights and potentially recover your losses. With the help of experienced professionals like Haselkorn & Thibaut, you can navigate this challenging situation and work towards a resolution.
