Investing is a balancing act, where the risk often walks hand-in-hand with reward. Yet sometimes, that balance is disrupted by acts of deceit – investment fraud. With an intricate knowledge woven from years battling in the legal trenches against fraudulent schemes, our expertise shines a light on protecting your hard-earned assets. The landscape of investment […]
What to Look for in a West Virginia Investment Fraud Lawyer Read More »
Financial regulators keep a close eye on investment firms. FINRA, a watchdog group, recently fined MML Investors Services LLC $700,000. This penalty came after FINRA found problems with how MML watched over its staff from March 2017 to April 2020. The main issue was with consolidated reports. These reports show a customer’s money across different
FINRA Penalizes MML $700K For Supervisory Failures Read More »
A Real Estate Investment Trust (REIT) is a company that owns or finances income-producing real estate. Investors in Lightstone Value Plus REIT I sued the company in the lawsuit Ayer et al v. Lightstone Value Plus REIT I, Inc. The lawsuit against Lightstone Value Plus REIT I, Inc., claims Lightstone tricked investors. Lightstone allegedly hid
Lightstone REIT Faces Investor Lawsuit – Loss Recovery Options Read More »
Have you lost money due to bad advice from your financial advisor? You may be a victim of financial advisor malpractice. This serious issue can cost investors their life savings and future security. Many people don’t know they’ve been wronged until it’s too late. Financial advisor malpractice occurs when an advisor fails to meet legal
Understanding Financial Advisor Malpractice: Liability, Negligence, And Legal Defenses Read More »
FINRA, the Financial Industry Regulatory Authority, has taken action against Concorde Investment Services LLC. The firm faces a fine of over $130,000 for selling unsuitable GPB Capital investments. This penalty stems from Concorde’s actions between November 2015 and April 2018. The company failed to properly oversee recommendations for GPB Capital limited partnership interests. These sales
FINRA Fines Concorde $130,000 For GPB Capital Sales Read More »