Picture this: you’ve invested a significant amount of your hard-earned money, only to discover that your financial advisor didn’t fully disclose the risks involved. That’s the predicament one customer finds herself in, alleging that she was not properly informed about the volatility of her bond fund investment. This is no small matter, as the client claims to have lost a whopping $34,368.00 due to this oversight.
The Allegation
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The customer alleges that her broker, Taylor Cole, who was associated with U.S. Bancorp Investments, Inc. (CRD 17868) at the time, did not adequately explain the risks associated with her investment. The client believed she was investing in an individual bond, which is generally less volatile than a bond fund. To her surprise, her investment was actually placed in a bond fund, exposing her to a level of market fluctuation she did not anticipate.
The allegation is currently pending and being investigated by the reputable law firm, Haselkorn & Thibaut.
Haselkorn & Thibaut to the Rescue
With over 50 years of experience under their belt, Haselkorn & Thibaut is a national investment fraud law firm with a stellar reputation. They have offices in Florida, New York, North Carolina, Arizona, and Texas, and a track record of successfully helping investors recover their losses. Their success rate is an impressive 98%, and they operate under a “No Recovery, No Fee” policy, which means you don’t pay unless they win your case.
- Are you a victim of investment fraud or misconduct?
- Have you suffered financial losses due to your broker’s negligence?
- Are you seeking justice and financial recovery?
If you answered ‘yes’ to any of these questions, Haselkorn & Thibaut is offering a free consultation at 1-800-856-3352.
FINRA Arbitration
Investors who have suffered losses due to broker misconduct or investment fraud may seek resolution through FINRA Arbitration. This process allows investors to present their case before a neutral third-party arbitrator, who then makes a decision on the dispute. It’s a less formal, faster, and generally less expensive route than traditional litigation.
In cases like these, having a seasoned law firm like Haselkorn & Thibaut on your side can make all the difference. They understand the ins and outs of the arbitration process and have a proven track record of successfully recovering losses for their clients.
Investment fraud is a serious matter. It can result in significant financial loss and emotional distress. If you believe you’ve been a victim, don’t hesitate to reach out to Haselkorn & Thibaut for a free consultation. Remember, you don’t have to navigate these murky waters alone.
