Haselkorn & Thibaut has opened an investigation into Jason Min, an experienced financial advisor based in La Cañada Flintridge, California, currently registered with NYLife Securities (CRD# 3220191). If you have invested with Jason Min or NYLife Securities and have questions or concerns about your investments—especially variable annuities—this comprehensive report will help you understand the situation and your options.
Who is Jason Min of NYLife Securities in La Cañada Flintridge, CA?
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Jason Min is a financial professional with over two decades of experience in the securities industry. He is licensed as both a broker through NYLife Securities and as an investment advisor with Eagle Strategies. His professional record shows a long-standing presence in the industry:
- Industry Experience: 26 years
- Current Broker: NYLife Securities since 1999
- Investment Advisor: Eagle Strategies since 2005
- Previous Registration: WMA Securities (1999, Duluth, Georgia)
- Licenses/Exams:
- Series 6: Investment Company Products/Variable Contracts Representative
- Series 63: Uniform Securities Agent State Law
- Series 65: Uniform Investment Adviser Law
- Securities Industry Essentials (SIE) Exam
- State Licensure: California
You can verify Jason Min’s credentials with FINRA BrokerCheck (CRD# 3220191).
Recent Investor Complaint: What You Should Know
In October 2025, Jason Min was named in a significant investor complaint relating to his activities at NYLife Securities. The complaint alleges the following:
- Misrepresentation regarding surrender charges on variable annuity policies purchased by the client (in May and June 2025).
- Investor claims they were misled about the financial implications of these surrender charges.
- The claim requests recovery of unspecified damages.
- Status: The complaint remains pending as of November 30, 2025.
This complaint highlights potential issues that could lead to financial losses—especially with complex products like variable annuities.
What FINRA Rules Apply to Advisors Like Jason Min?
Regulatory organizations like FINRA hold financial professionals to high standards. Advisors must only recommend products and strategies deemed “suitable” for a client’s needs and profile. Key obligations include:
- FINRA Rule 2111: Requires a “reasonable basis to believe” that recommendations fit the client’s background, needs, and investing goals. This assessment must follow careful diligence into your investment profile.
- FINRA Rule 2150: Prohibits the use of deceptive, manipulative, or fraudulent practices in making recommendations.
- FINRA Rule 2010: Advisors must always uphold high standards of commercial honor and fair trading principles.
If a broker misrepresents material facts—such as how surrender charges work on variable annuities—they may be held liable for any resulting losses.
Full List of Complaints and Legal Disclosures Against Jason Min
| Complaint/Disclosure | Status | Details |
|---|---|---|
| Investor Complaint | Pending | Alleged misrepresentation of surrender charges on variable annuity policies. Complaint filed in October 2025, damages unspecified. |
| Regulatory Actions | None found | No disciplinary actions or regulatory settlements as of November 30, 2025. |
| Civil Litigation | None found | No civil lawsuits or judgments in federal/state court records. |
| Other Customer Complaints | None found | No other complaints, arbitrations, or disputes disclosed. |
| Criminal Matters | None found | No criminal charges or convictions in public records. |
Red Flags for Investors Working with Jason Min or NYLife Securities
- Active, unresolved complaint alleging misrepresentation related to complex annuity products.
- Products in focus: Variable annuities, which often include surrender charges and other complexities.
- If you invested in similar products with Jason Min, it’s wise to review your transaction history and documentation to confirm full disclosure was made at the time of purchase.
What Should I Do Next? Protecting Your Investments
Investors who work with financial professionals deserve full transparency and fair treatment. If you have questions about your investments with Jason Min or NYLife Securities, especially regarding surrender charges or variable annuity products, it’s a good idea to get an independent review of your portfolio and documentation.
Haselkorn & Thibaut is a national investment fraud law firm with over 50 years of experience, a 98% success rate, and millions recovered for clients from major broker-dealers such as NYLife Securities. Their attorneys understand the complexities of variable annuities, regulatory standards, and investor protections. They offer a 100% confidential, no-obligation consultation, and work on a no recovery, no fee basis—if they don’t recover money for you, you don’t pay.
Even one unresolved complaint should be taken seriously. While Jason Min has no previous legal actions or regulatory settlements, the current pending complaint should prompt careful oversight for investors considering or holding annuities purchased through him. Don’t wait until a problem potentially worsens—early action can preserve your rights and limit losses.
Contact Haselkorn & Thibaut for a Free Investor Consultation
If you or a loved one invested with Jason Min of NYLife Securities in La Cañada Flintridge, CA, and are concerned about how variable annuities or other products were presented, call Haselkorn & Thibaut at 1-888-994-8066 for your confidential, free consultation. There is never a fee unless they recover for you. Their team’s experience navigating claims against national broker-dealers puts you in knowledgeable hands.
Your financial peace of mind matters. Take the next step by getting the answers you need today.
