Haselkorn & Thibaut Opens Investigation into Independence, Missouri Financial Advisor Susan Butler
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Haselkorn & Thibaut, a national investment fraud law firm with over 50 years of experience, has opened an investigation into Independence, Missouri financial advisor Susan Butler (CRD# 6222652) following a recent investor complaint alleging misappropriation of funds. If you’ve worked with Ms. Butler or have concerns about your investments with Edward Jones, understanding the details of this situation can help you make informed decisions about your financial future.
Understanding the Recent Complaint Against Susan Butler
According to FINRA BrokerCheck records, Susan Butler faces a pending investor complaint filed in September 2025. The complaint alleges that Ms. Butler, while serving as a representative of Edward Jones, misappropriated funds from a customer. The investor is seeking $31,000 in damages related to these allegations.
For investors, this type of complaint raises serious questions. When a financial advisor is accused of misappropriating funds, it means they allegedly used client money improperly or without authorization. This represents one of the most serious breaches of trust in the financial services industry.
Key Information About Susan Butler’s Background
Understanding your financial advisor’s background helps you make informed decisions. Here’s what public records show about Susan Butler:
| Information Type | Details |
| Location | Independence, Missouri |
| Current Firm | Edward Jones (since 2022) |
| Industry Experience | 3 years |
| Previous Registrations | None |
| Licenses Held | SIE, Series 7TO, Series 66 |
Ms. Butler is licensed to conduct business in 15 states, including Arizona, California, Colorado, Delaware, Florida, Illinois, Kansas, Missouri, New York, Oklahoma, Rhode Island, South Carolina, Texas, Virginia, and Wisconsin.
Red Flags Investors Should Consider
When evaluating whether you might be affected by potential misconduct, consider these important factors:
- Relatively New to the Industry: With only three years of experience and no previous registrations, Ms. Butler is relatively new to the financial services industry.
- Serious Nature of Allegations: Misappropriation of funds represents one of the most serious violations a financial advisor can commit.
- Pending Status: While the complaint remains pending, the $31,000 in alleged damages suggests a significant financial impact on at least one investor.
What This Means for Edward Jones Clients
If you’re a client of Susan Butler at Edward Jones, you may want to take several important steps:
1. Review Your Account Statements Carefully
Look for any unauthorized transactions, unexplained fees, or movements of money you didn’t approve. Pay special attention to transactions from September 2025 or earlier.
2. Document Everything
Keep copies of all statements, emails, and correspondence with Ms. Butler or Edward Jones. These documents could be crucial if you discover any irregularities.
3. Check for Unusual Activity
Have you noticed any of these warning signs?
- Difficulty reaching your advisor
- Unexplained account transfers
- Missing funds or securities
- Statements that don’t match your expectations
- Pressure to make quick investment decisions
Understanding Your Rights as an Investor
FINRA rules provide strong protections for investors. Financial advisors must:
- Handle client funds properly and never use them for personal purposes
- Maintain high standards of commercial honor
- Act in your best interests when making investment recommendations
- Provide accurate information about all transactions
When these rules are violated, investors have the right to seek recovery of their losses through FINRA arbitration.
Why Time Matters in Investment Fraud Cases
If you suspect you’ve been affected by financial misconduct, acting quickly is crucial. There are strict time limits, called statutes of limitations, that govern how long you have to file a claim. Additionally, the sooner you act, the easier it may be to:
- Preserve important evidence
- Document your losses accurately
- Prevent further damage to your portfolio
- Begin the recovery process
How Haselkorn & Thibaut Can Help
Haselkorn & Thibaut has dedicated over five decades to helping investors recover losses from financial misconduct. With a 98% success rate and millions recovered for clients nationwide, the firm understands the complexities of investment fraud cases.
The firm operates on a “No Recovery, No Fee” basis, meaning you don’t pay unless they successfully recover money for you. This approach ensures that all investors, regardless of their financial situation, can access quality legal representation.
Take Action to Protect Your Investments
If you’ve worked with Susan Butler at Edward Jones or have concerns about your investments, don’t wait to seek professional guidance. Even if you’re unsure whether you’ve been affected, a consultation can help clarify your situation and options.
Haselkorn & Thibaut offers free consultations to help investors understand their rights and potential claims. Their experienced team can review your situation, explain your options, and help you determine the best path forward.
Get Your Free Consultation Today
Call Haselkorn & Thibaut at 1-888-628-5590
Visit investmentfraudlawyers.com to learn more
No Recovery, No Fee
Remember, protecting your financial future starts with being informed and taking appropriate action when concerns arise. Whether you’ve experienced losses or simply want to ensure your investments are properly managed, seeking professional advice can provide the clarity and peace of mind you deserve.
