Haselkorn & Thibaut Opens Investigation: Gregory Mark Switzer of TIAA-CREF in Charlottesville, VA
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If you have concerns about investment losses or advisor conduct, you deserve clear, actionable information. Haselkorn & Thibaut, a national securities fraud law firm with a 98% success rate and over $100 million recovered for investors, has launched an independent investigation into the activity of Gregory Mark Switzer (CRD #2968795), a registered representative of TIAA-CREF Individual & Institutional Services, LLC, based in Charlottesville, VA.
You have important choices if you believe your accounts have been mishandled. This comprehensive report will give you the details you need to make informed decisions, support full transparency, and explain potential red flags, complaints, and your next steps to seek recovery.
Who is Gregory Mark Switzer?
| Name | Gregory Mark Switzer |
| CRD Number | 2968795 |
| Current Employer | TIAA-CREF Individual & Institutional Services, LLC |
| Office Location | 650 Peter Jefferson Parkway, Suite 250, Charlottesville, VA; also listed in Gordonsville, VA |
| Industry Registration | Registered since 11/24/1997 (FINRA, SEC) |
| Licensing & Exams | Series 7, Series 6, SIE, Series 63, Series 66 |
Why Are Investors Reviewing Gregory Mark Switzer’s Conduct?
Haselkorn & Thibaut is currently reviewing a growing concern regarding how Gregory Mark Switzer handled a customer’s account and the accuracy of information provided about complex investment products, especially variable annuities. Ensuring transparency and investor protection is our top priority.
Reported Complaints and Customer Disputes
- August 2025 – Customer Dispute and Substantial Settlement:
- Allegations: A client alleged they received inaccurate information about the tax liability associated with withdrawals from variable annuities while their account was under Mr. Switzer’s management at TIAA-CREF.
- Outcome: The dispute was settled for $82,885.34, reflecting the seriousness of the client’s concerns and the resulting financial impact.
Potential Red Flags and What They Mean for Investors
Navigating the complex world of investments can be challenging. That’s why understanding the details behind an advisor’s regulatory disclosures and settlements is so important. Here are the main types of complaints or risks that have surfaced in cases involving Gregory Mark Switzer:
- Unsuitability: Recommending investments that don’t match a client’s risk tolerance or objectives. This can violate industry best practices and is prohibited by FINRA Rule 2111 and SEC Regulation Best Interest (Reg BI).
- Breach of Fiduciary Duty: Failing to act in the client’s best interest, whether by providing incomplete information or by recommending unnecessarily complex or costly investment products.
- Misrepresentation/Fraud: Supplying inaccurate or misleading details—especially about tax consequences—may violate FINRA Rule 2020 and Rule 2010. Accurate disclosure is essential for sound financial decisions.
- Unauthorized Trading: Even though not specifically alleged in the recent complaint, unauthorized activity is a frequent concern with investment accounts and can also trigger regulatory scrutiny under FINRA Rule 3260.
Summary Table: Complaint History
| Date | Type | Description | Outcome |
|---|---|---|---|
| August 2025 | Customer Complaint | Alleged inaccurate tax information about annuity withdrawals | Settled for $82,885.34 |
Regulatory and Disciplinary Background
According to the most recent review of available records—including FINRA BrokerCheck—Mr. Switzer’s professional record includes:
- No pending regulatory actions (SEC, FINRA, or state securities regulators)
- No arbitration history (aside from the above customer complaint settlement)
- No civil judgments or bankruptcy filings
- Active and approved licenses in at least 16 states and territories
However, the recent large settlement speaks to the seriousness with which customer complaints are taken—especially when they result in significant financial harm or confusion for investors.
What Should Impacted Investors Do Next?
If you have experienced investment losses—especially due to unsuitable advice or unclear information on complex products such as annuities—you are entitled to answers and the possibility of financial recovery.
You may have grounds for recovering losses through FINRA arbitration if your account was managed by Gregory Mark Switzer and TIAA-CREF Individual & Institutional Services, LLC.
Haselkorn & Thibaut, with over 50 years of securities law experience and a “no recovery, no fee” arrangement, is available to help guide you through the recovery process. Most cases are handled on a contingency basis—if there is no recovery, you owe no attorney’s fee.
Get Your Free, Confidential Case Review Today
You don’t have to navigate these concerns alone. Reviewing unresolved questions about how your investments were handled or understanding your options after a loss begins with a simple conversation.
- Free Case Review. No obligation, confidential discussion about your situation.
- No Recovery, No Fee. You pay nothing unless compensation is won for you.
- Nationwide Advocacy. Haselkorn & Thibaut represents investors nationwide.
Contact Haselkorn & Thibaut today at 1-888-994-8066 for a no-cost, friendly consultation with an experienced securities attorney.
Your finances and peace of mind deserve the highest level of attention and care. If you have questions or want to verify an advisor’s background, you may also check records directly at FINRA BrokerCheck (enter CRD #2968795).
Key Takeaways for Investors
- Haselkorn & Thibaut has launched an investigation into Gregory Mark Switzer and his conduct as a registered representative with TIAA-CREF in Charlottesville, VA.
- Significant settlement for a customer complaint related to misrepresentation of tax liabilities on annuity withdrawals signals a potential risk investors should review.
- Recovery options exist. Many investors are able to pursue their claims through FINRA arbitration.
- Your first consultation is always free. Call Haselkorn & Thibaut at 1-888-994-8066 for a confidential, zero-cost review of your situation.
Act now to protect your retirement and your future. Gathering facts is the first— and most important—step. We are here to help.
