Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Leticia Hewko, a broker formerly associated with Independent Financial Group and currently registered with LPL Financial. This investigation focuses on potential investor concerns and regulatory compliance issues that may have impacted client portfolios.
Understanding Your Rights as an Investor
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If you’ve worked with Leticia Hewko or have concerns about your investment accounts, it’s important to understand that you have rights and options available to potentially recover losses. Investment professionals have a duty to act in their clients’ best interests, and when they fail to do so, investors may have grounds for recovery.
Professional Background and Registration Status
Leticia Hewko has been registered in the securities industry since 2014. Her employment history includes:
| Firm | Duration | Status |
|---|---|---|
| LPL Financial | 2021 – Present | Currently Registered |
| Independent Financial Group | 2014 – 2021 | No Longer Registered |
You can verify this information and view additional details on FINRA’s BrokerCheck.
Key Red Flags Investors Should Consider
Understanding potential warning signs can help protect your financial future. Here are important factors that may indicate concerns with your investment accounts:
- Unexplained account losses during periods of market growth
- Excessive trading activity that generates high commissions
- Investments that don’t match your stated risk tolerance or financial goals
- Difficulty obtaining clear explanations about fees, commissions, or investment strategies
- Pressure to purchase specific products or make quick investment decisions
- Missing or altered documents related to your accounts
Common Investment Issues That May Affect Your Portfolio
Several types of misconduct can impact investor portfolios. Being aware of these issues helps you identify potential problems early:
Unsuitable Investment Recommendations
Financial advisors must recommend investments that align with your financial situation, investment objectives, and risk tolerance. When advisors place clients in inappropriate investments—such as high-risk products for conservative investors—it may constitute a breach of their duties.
Excessive Trading (Churning)
Some advisors engage in excessive buying and selling of securities primarily to generate commissions. This practice, known as churning, can erode your portfolio value through unnecessary fees while providing little to no benefit to your investment strategy.
Failure to Supervise
Brokerage firms like Independent Financial Group have an obligation to properly supervise their registered representatives. When firms fail to monitor advisor activities adequately, investors may suffer losses that could have been prevented.
Why These Issues Matter to Your Financial Future
Investment misconduct can have lasting effects on your financial security. Consider these impacts:
- Retirement savings depletion that affects your long-term financial planning
- Loss of principal investments that were meant for important life goals
- Unnecessary tax consequences from inappropriate trading strategies
- Emotional stress from financial uncertainty
Steps You Can Take to Protect Your Interests
If you have concerns about your investments with Leticia Hewko or Independent Financial Group, taking prompt action is crucial. Here’s what you can do:
- Review all account statements and transaction confirmations carefully
- Document any communications with your advisor about investment strategies
- Calculate unexplained losses or excessive fees in your accounts
- Gather all account agreements and investment recommendation documents
- Seek professional legal guidance to understand your options
How Haselkorn & Thibaut Can Help
With over 50 years of experience and a 98% success rate, Haselkorn & Thibaut has recovered millions for investors nationwide. The firm operates on a “No Recovery, No Fee” basis, meaning you don’t pay unless they successfully recover compensation for your losses.
The experienced attorneys at Haselkorn & Thibaut understand the complexities of securities law and can:
- Evaluate your case at no cost
- Explain your legal rights and options
- Handle all aspects of the recovery process
- Work to maximize your potential recovery
Time Limitations May Apply
Securities claims are subject to strict time limitations. Waiting too long to take action could result in losing your right to recover losses. The sooner you seek guidance, the better positioned you’ll be to protect your interests.
Take Action Today
If you’ve invested with Leticia Hewko through Independent Financial Group or have concerns about your investment accounts, you don’t have to navigate this situation alone. The team at Haselkorn & Thibaut is ready to listen to your concerns and provide the guidance you need.
Call Haselkorn & Thibaut today at 1-888-885-7162 for a free, confidential consultation. There’s no obligation, and you won’t pay any fees unless they recover compensation for you.
Your financial future matters. Don’t let investment losses go unaddressed when you may have options for recovery. Contact Haselkorn & Thibaut now to learn how their experienced team can help protect your interests and work toward recovering your investment losses.
