Investigation Launched Into Jordana Leigh Wojnowski, LPL Financial Advisor in Winter Haven, FL
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Haselkorn & Thibaut, a national investment fraud law firm, has opened an investigation into Jordana Leigh Wojnowski, a registered financial advisor with LPL Financial LLC in Winter Haven, Florida. If you’re an investor who worked with Ms. Wojnowski and have concerns about your account activity or recent loss, it’s vital to get the facts and understand your options.
Who is Jordana Leigh Wojnowski?
- Name: Jordana Leigh Wojnowski
- CRD Number: 5696895
- Current Broker-Dealer: LPL Financial LLC (CRD #6413)
- Branch Address: 250 Avenue K SW, Suite 106, Winter Haven, FL 33880
- Registered with LPL since: August 29, 2019
- Previous Employers:
- Allen & Company of Florida, LLC (08/2017–11/2019)
- International Assets Advisory, LLC (08/2015–06/2017)
- Additional Affiliations:
- Greenhow Team — DBA for LPL business since 08/01/2017
- ECA Marketing, Inc. (Non-variable insurance, since 05/20/2025)
- Licenses & Exams: FINRA General Securities Representative; SIE, Series 7, Series 63
- States Registered: Florida, Georgia
Summary of Known Complaints and Disputes
| Date | Status | Allegation | Broker-Dealer |
|---|---|---|---|
| August 2025 | Pending | Customer alleges unauthorized sales of listed equities (common & preferred stock). Specific damage amount not specified. | LPL Financial LLC |
This information—including complaint specifics—can be verified directly on FINRA BrokerCheck.
Understanding the Allegations: What is Unauthorized Trading?
FINRA defines unauthorized trading as the practice of executing transactions on behalf of a client without their prior approval or without possessing formal discretionary authority. These actions can be a serious violation of both firm policy and FINRA Rule 3260 (regarding discretionary accounts), as well as FINRA Rule 2010 (governing standards of commercial honor and principles of trade).
- Unauthorized trading can occur when an advisor buys or sells securities in a client’s account without documented authorization from the client.
- Clients may not discover unauthorized trading until after the fact, when reviewing a statement or if their portfolio’s performance seems inconsistent with their objectives.
- Firms are required to supervise advisor conduct, and can face regulatory action if issues are not addressed quickly.
Why Are Investor Complaints Important?
A written customer complaint, even if it is still pending, should prompt investors to examine their own activity carefully. While a single complaint does not automatically mean wrongdoing, it should raise awareness about prudent oversight and potentially improper practices.
For Jordana Wojnowski, the pending complaint alleging unauthorized sales of listed equities is a red flag that investors shouldn’t ignore, particularly if there are unexplained losses, unfamiliar positions, or trades that occurred without clear instruction or communication.
What Should Investors Do Next?
If you’ve entrusted your investments to Jordana Leigh Wojnowski or LPL Financial and suspect unauthorized trades, unfamiliar transactions, or unexplained losses in your investment account, it’s essential to act quickly:
- Carefully review all account statements for sales, purchases, or withdrawals you don’t recognize.
- Document any communication or questions you’ve had with your advisor about specific transactions.
- Request written clarification from the advisor and LPL Financial if you notice irregularities.
- Save all relevant paperwork and correspondence pertaining to your investments.
- Contact a securities attorney to discuss your rights and potential for recovery.
About LPL Financial LLC and Advisor Oversight
LPL Financial LLC (CRD #6413) is a large, nationally recognized broker-dealer responsible for supervising its registered representatives and protecting investor interests. The firm must promptly address complaints, and regulatory bodies often conduct their own inquiries when serious allegations (such as unauthorized trading) surface.
Investor complaints, arbitrations, and lawsuits can be a sign of issues with advisor supervision, compliance training, or the advisor’s own adherence to rules. LPL Financial has a duty to monitor and, if necessary, discipline or terminate advisors who do not follow industry standards or firm policy.
Common Signs of Potential Broker Misconduct
- Unfamiliar transactions appearing on your statements
- Significant, unexplained losses in your portfolio
- You receive trade confirmations for purchases or sales you did not authorize
- Lack of timely communication or vague explanations about account activity
- Your risk tolerance and investment profile appear to have been ignored
How Haselkorn & Thibaut Can Help
Haselkorn & Thibaut (investmentfraudlawyers.com) has over 50 years of combined experience representing investors nationwide in securities fraud and broker misconduct claims.
With a 98% success rate and millions recovered on behalf of clients, our firm is nationally recognized for guiding investors through the complexities of FINRA arbitration and fighting for recovery.
All consultations are free and confidential, and cases are handled on a contingency fee basis—which means you only pay fees if there is a recovery. If you suspect losses related to your advisor or believe you have been the victim of unauthorized trading, time is often of the essence to preserve your legal options.
Contact Haselkorn & Thibaut for a Free Consultation Today
If you have questions about your investments with Jordana Leigh Wojnowski (CRD 5696895) at LPL Financial LLC in Winter Haven, FL, or wish to discuss concerns about account activity,
call Haselkorn & Thibaut today at 1-888-994-8066 for your free, no-obligation case review.
Protecting your investments and holding advisors and firms accountable is our only priority. Don’t wait to seek answers and pursue possible recovery. Secure your future and peace of mind—reach out for knowledgeable, empathetic guidance from one of the nation’s most respected investment fraud teams.
