Haselkorn & Thibaut has opened an investigation into Matthew Copley, a San Diego, California-based financial advisor registered with Emerson Equity. If you have invested with Mr. Copley or have concerns about your investments, this comprehensive research report provides up-to-date background, complaint details, important red flags, and expert guidance. For personalized support, please call Haselkorn & Thibaut at 1-888-994-8066 for a free consultation.
Who is Matthew Copley of Emerson Equity in San Diego, CA?
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Matthew Copley (CRD# 6247665) is a seasoned financial advisor with over 11 years of securities industry experience. He is based in San Diego, California, and is currently a registered broker with Emerson Equity as well as an investment advisor with Copley Financial Group. Mr. Copley also previously held registration with Gradient Advisors from 2013 to 2016.
- Current Firm: Emerson Equity, since 2020
- Past Firm: Gradient Advisors, 2013-2016
- Investment Advisor: Copley Financial Group, since 2016
- Location: San Diego, California
- Industry Exams: Series 66, Series 63, Series 24, Series 99TO, Series 22TO, Series 7TO
Mr. Copley’s background includes a broad spectrum of experience, but recent investor complaints have prompted increased attention and investigation by national securities law firms like Haselkorn & Thibaut.
Current and Pending Complaints Against Matthew Copley
As of October 25, 2025, two significant investor complaints are pending against Mr. Copley. These complaints focus on allegations of misconduct during his tenure with Emerson Equity. Understanding the specific nature of these complaints provides essential context for investors evaluating their options or looking to protect their interests.
| Filing Date | Allegations | Firm Involved | Status | Claimed Damages |
|---|---|---|---|---|
| September 2025 |
|
Emerson Equity | Pending | At least $688,536.32 |
| September 2025 |
|
Emerson Equity | Pending | $100,000 – $500,000 |
Detailed Review of the Complaints
Both complaints cite serious allegations including breach of fiduciary duty, failure to disclose material facts, and multiple violations of state and federal securities regulations. Notably, one complaint involves a significant real estate investment and claims damages exceeding $688,000.
The other complaint, also dating from September 2025, asserts a breach of contract and regulatory violations with damages claimed up to $500,000.
At the time of this report, both complaints remain pending and their outcomes are not yet known. However, such allegations should be taken seriously by current and prospective investors. If you have questions about how these pending claims could impact your investments, Haselkorn & Thibaut’s team is available to assist you in evaluating your situation.
Is Matthew Copley Facing Regulatory Discipline?
No regulatory actions, suspensions, or terminations have been entered against Matthew Copley as of the last available update.
- No FINRA sanctions
- No SEC orders or investigations
- No “for cause” terminations
- No personal bankruptcy filings
To verify the current status of any disclosures or regulatory actions, it is recommended to run a search on FINRA BrokerCheck using “Matthew Copley” or his CRD number 6247665.
How to Protect Yourself: Steps for Investors
The recent complaints highlight why investor vigilance is so important. If you invested with Matthew Copley or have concerns about misleading representations, unauthorized investments, or unsuitable products, you are entitled to protect your rights. Haselkorn & Thibaut has vast experience helping investors nationwide pursue recovery. Here are actionable steps:
- Review your account statements for any unauthorized transactions or investments you do not understand.
- Document all communications with your advisor and keep copies of correspondence.
- Contact an experienced securities attorney for a free, confidential case review to explore your options for recovery.
- Stay updated on your advisor’s regulatory status and pending disclosures through public databases.
Why Choose Haselkorn & Thibaut?
Investors across the U.S. trust Haselkorn & Thibaut because of over 50 years of combined experience, a 98% success rate, and millions recovered for clients. There are no fees unless we recover for you. As a nationally recognized securities fraud law firm, Haselkorn & Thibaut offers personalized consultations to help you determine if your losses are recoverable—often at no out-of-pocket cost to you.
- Nationwide representation of investors
- No recovery, no fee
- Proven track record in complex investment fraud cases
Need Answers? Contact Haselkorn & Thibaut Today
Your concerns deserve experienced guidance. If you suspect mishandling of your investments or have questions about your rights in connection with Matthew Copley/Emerson Equity in San Diego, call Haselkorn & Thibaut at 1-888-994-8066 to schedule a free and confidential consultation. Our attorneys are available to discuss your circumstances, explain your legal options, and guide you every step of the way.
Don’t delay—your window for recovery may be limited. Find out today whether you may be entitled to compensation or other remedies.
Haselkorn & Thibaut – National Securities Fraud Lawyers. Protecting Investor Rights.
