Haselkorn & Thibaut, a nationally recognized investment fraud law firm, is currently conducting an independent investigation into the activities of Kevin Forrest (CRD# 5873266), a Miami, Florida-based financial advisor registered with Morgan Stanley. If you are an investor considering or reviewing your financial relationship with Kevin Forrest, this research report can help clarify your next steps and provide you with meaningful information for your financial well-being.
Haselkorn & Thibaut brings over 50 years of experience, a 98% success rate, and a track record of millions recovered for investors nationwide. Their team is available for a no-cost, confidential consultation at 1-888-885-7162. There is no recovery, no fee.
Who is Kevin Forrest?
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Kevin Forrest is a registered financial advisor and broker working with Morgan Stanley out of Miami, Florida. He has accumulated 14 years of experience in the securities industry. With a client base that may span the nation, Kevin Forrest maintains registrations across 47 states and has passed multiple industry exams, including:
- Securities Industry Essentials Examination (SIE)
- Uniform Combined State Law Examination (Series 66)
- General Securities Representative Examination (Series 7)
He is currently registered as both a broker and investment advisor under Morgan Stanley, a leading global broker-dealer. His professional address is publicly listed as 1580 Lincoln Street, Suite 600, Denver, CO 80203, although his primary business location is Miami, Florida.
Red Flag: $2 Million Pending Complaint
One pending customer complaint stands out in Kevin Forrest's record. As of February 2026, a client of Kevin Forrest at Morgan Stanley has filed a formal complaint alleging that an unsuitable options investment was recommended, contrary to industry standards. The damages being sought in this claim total $2 million. It is important to note that, as of the most recent update (March 22, 2026), this complaint is still pending resolution.
| Complaint Date | Nature of Allegation | Alleged Damages | Status |
|---|---|---|---|
| February 2026 | Recommending an unsuitable options investment | $2,000,000 | Pending |
What does an "unsuitable recommendation" mean? Under FINRA Rule 2111, every broker or advisor must ensure that any investment strategy or recommendation matches the specific investor's profile—including their risk tolerance, income, age, investment experience, and goals. A “reasonable basis” for an investment must be documented through due diligence. Recommending investments that don't align with these factors can be grounds for a complaint or regulatory action.
If an advisor steers a client into a complex or risky options strategy without fully considering the individual's needs or explaining the risks, this can expose the client to significant and unnecessary financial risk—and potentially loss.
No Regulatory or Legal Disclosures—But Due Diligence Is Critical
- No Regulatory Actions: No SEC orders, FINRA disciplinary actions, or regulatory investigations involving Kevin Forrest as of March 2026.
- No Civil or Criminal Filings: There are no records of criminal disclosures, bankruptcy, or civil lawsuits linked to Kevin Forrest through public court databases or the SEC.
- No Prior Customer Complaints (before 2026): His record shows a clean slate prior to the recent $2 million customer arbitration complaint.
Steps You Should Take as an Investor
While a single complaint does not necessarily indicate a pattern of wrongdoing, a pending $2 million suitability case should prompt careful consideration—particularly if you have been offered or purchased options, structured products, or other complex investments. Here’s what you can do:
- Review Your Account Statements: Look for unfamiliar or complex option strategies or any investments you did not fully understand at the time of purchase.
- Ask for Written Explanations: Request clear, written documentation about why any particular investment was recommended to you, especially if it involved higher risk.
- Consult with an Independent Law Firm: Get an outside opinion from a professional who exclusively represents investors, not brokerages. Haselkorn & Thibaut offers free consultations nationwide with no obligation and no recovery, no fee (1-888-885-7162).
- Monitor Your Broker's Record: Check Kevin Forrest’s most recent status using FINRA BrokerCheck for disclosures, complaints, or any new regulatory filings.
Summary Table: Kevin Forrest – Miami, FL (Morgan Stanley)
| Advisor | Location | Broker-Dealer | Years of Experience | Active Complaints | Regulatory Actions |
|---|---|---|---|---|---|
| Kevin Forrest (CRD# 5873266) | Miami, FL | Morgan Stanley | 14 | 1 (pending, $2M) | None |
Your Next Step—Protect Yourself, Your Family, and Your Wealth
If you or someone you care about has accounts managed by Kevin Forrest at Morgan Stanley in Miami or has concerns about unsuitable investment recommendations or unexplained losses, the time to act is now. Haselkorn & Thibaut’s experienced attorneys are currently investigating such cases and can help you review your situation with complete confidentiality.
No recovery, no fee. Every investor's case is unique. For a free, confidential consultation regarding any complaint or question about Kevin Forrest or Morgan Stanley, call Haselkorn & Thibaut today at 1-888-885-7162. Take the first step to protect your financial future—experienced securities attorneys are ready to assist you and pursue your rights as an investor.
