Former Tampa, Florida-based broker Shawn Clark (CRD# 6723045) is currently under investor scrutiny for allegedly recommending investments that proved to be inappropriate, subsequently causing injuries that could potentially reach six figures. These allegations are substantiated by records presented by the Financial Industry Regulatory Authority, qualifying Clark’s previous affiliation with Center Street Securities. Clark is currently a financial advisor at Continuum Advisory and spearheads his venture as the founder of Mosaic Wealth Partners.
The Complaint Against Shawn Clark
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Clark’s BrokerCheck report reveals a complaint lodged by an investor, filed in August 2023. The investor is laying claim that during Clark’s representation at Center Street Securities, he endorsed an alternative investment that was unsuitable, resulting in alleged damages that fall within the range of $50,000 and $100,000.
About Shawn Clark
As a primary force behind Mosaic Wealth Advisory, Clark’s professional profile on the company’s website portrays him as a charismatic leader who thrives on solving complex financial problems for his clients. His biographical snippet reads, “Shawn finds immense value in piecing together the financial puzzles inherent in a client’s life, in order to paint a comprehensive picture. He asserts that merely owning a retirement account differs from having a well-thought-out retirement plan, and has thus committed his professional journey to preparing his clientele for the unpredictability of life’s transitions, including retirement.” His write-up further acknowledges that he is licensed to provide life and health insurance services.
Clark has been a part of the securities industry for almost half a decade, according to the Financial Industry Regulatory Authority. Based in Tampa, Florida, he joined Continuum Advisory in November 2022 and has since been a part of Mosaic Financial Group, established in 2019. Prior to this, he was associated with Kalos Capital and Center Street Securities between 2020-2022 and 2016-2020, respectively. Clark has passed three securities industry qualifying examinations, including the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), and the Uniform Combined State Law Examination (Series 66). He has active investment advisor licenses in both Florida and Idaho.
Haselkorn & Thibaut Advocacy Group
Haselkorn & Thibaut is committed to fighting for investors everywhere in the US, representing claims against financial advisors and investment firms suspected of malpractice. If you, or anyone you know, has suffered damages due to unsuitable investment guidance, we urge you to contact us at 1-800-856-3352 or complete our online contact form for a confidential and free consultation.
