We face a pressing issue in the banking world as UBS deals with claims tied to old accounts from the Holocaust era. UBS Could Be On The Hook For $10B Over Nazi Accounts, which means the Swiss bank might owe more than $10 billion for not properly paying families of Nazi victims, according to Bloomberg […]
UBS Potential Liability: $10B For Nazi Accounts Sparks Legal Concern Read More »
On June 13, 2025, U.S. Bankruptcy Judge Christopher Lopez of the Southern District of Texas approved a comprehensive settlement package totaling $91.3 million in the GWG Holdings Inc. Chapter 11 bankruptcy proceedings. This landmark decision represents a critical development for the thousands of investors who suffered substantial financial losses when the company collapsed and filed
Federal Court Approves $91.3 Million Settlement in GWG Holdings Bankruptcy Case Read More »
Elder fraud is a growing crisis in our society. The term âElder Fraud Crisisâ refers to the rising problem of older adults losing money through scams and financial abuse. One recent headline, âExecutor Embezzles $3.7 Million From Dementia Patient,â shows how serious this issue can be for families and investors like us. A 66-year-old trustee
Elder Fraud Crisis: Executor Embezzles $3.7 Million From Dementia Patient Read More »
Financial industry regulators maintain strict oversight to protect investors from improper broker conduct. A recent disciplinary case involving Kenneth John Malm, a former broker with Securities America and Osaic Wealth, demonstrates the importance of regulatory compliance in the securities industry. FINRA imposed a seven-month suspension and $10,000 fine against Malm following his acceptance of a
FINRA Disciplinary Action: Kenneth John Malm Complaints Revealed Read More »
Haselkorn & Thibaut, a leading securities fraud law firm, is alerting investors about recent regulatory actions against a former financial advisor. Mario L. Martinez, previously a market leader at Merrill Edge, has been barred from the financial industry by FINRA as of May 5, 2025. The Financial Industry Regulatory Authority (FINRA) took this significant action
Former Merrill Edge Manager Mario L. Martinez Barred Amid Misappropriation Allegations Read More »