Haselkorn & Thibaut has opened an investigation into Peter Brian Robertson, a financial advisor based in Irvine, California, currently associated with OSAIC WEALTH, INC. If you have worked with Peter Robertson or have concerns about your investments, you can contact Haselkorn & Thibaut for a free, no-obligation consultation at 1-888-885-7162. Read on for a detailed research report covering his professional background, regulatory record, red flags, and what investors should know today.
Who is Peter Brian Robertson?
Table of Contents
- Name: Peter Brian Robertson
- Location: Irvine, CA
- Firm: OSAIC WEALTH, INC.
- CRD Number: 1695345
- Years of Experience: 38 years
- Professional Designation: Chartered Financial Consultant (ChFC)
- Practice Focus: Securities, investment advisory, fixed and variable insurance products
Background and Employment History
Peter Brian Robertson is a seasoned financial advisor with nearly four decades of industry experience. He is currently registered as both a broker and investment adviser, holding active licenses in 18 states. Most notably, Mr. Robertson has spent the majority of his career with firms under the OSAIC brand—first at OSAIC FA, INC. (formerly Lincoln Financial Advisors Corporation) and, as of January 2025, at OSAIC WEALTH, INC. in Irvine, California. His registration types include:
- Broker (regulated by FINRA)
- Investment Adviser Representative
According to the latest available data, Peter Robertson manages additional business activities as an insurance agent and business owner within the Irvine area, managing insurance solutions from the same address as his primary employer. His Series 7, 6, and 22 registrations indicate he is authorized to recommend a broad range of investment products, including direct participation programs such as oil and gas investments.
Regulatory and Disclosure History
When evaluating a financial advisor, it is essential to review their regulatory record and complaint history. Peter Brian Robertson has two customer disputes on record:
| Disclosure Date | Allegation | Status | Product Type | Damages Sought | Resolution |
|---|---|---|---|---|---|
| February 3, 2011 | Customer alleged investments recommended by the advisor in Dec 2006 were unsuitable. | Denied | Annuity-Variable; Real Estate Investment Trust (REIT) | “Believed to be greater than $5,000” | Denied, no settlement or award |
| Pending (original filing Feb 14, 2024; transferred Nov 1, 2024) | Claimant alleges the advisor recommended unsuitable oil and gas investments. | Pending | Oil and Gas Investments | $2,999,950.00 | Resolution pending |
Key red flags for investors:
- 2024 Pending Arbitration: This claim alleges unsuitable recommendations related to oil and gas investments, with nearly $3 million in damages sought. The broker notes this is a transfer of an earlier claim due to geographic reasons, but the arbitration remains open and unresolved as of this report.
- 2011 Closed Complaint: The prior dispute also involved allegations of unsuitability—this time with variable annuities and real estate investment trusts (REITs). While this was ultimately denied without damages awarded, repeated claims of unsuitability are worth noting.
No regulatory bars or enforcement actions have been reported as of the last review. For the most current status, investors are encouraged to verify information through FINRA BrokerCheck.
What Does a Pending Arbitration Mean for Investors?
- Allegations of unsuitable recommendations often point to investments recommended outside of a client’s risk tolerance, experience, or objectives.
- Oil and gas investments, like those noted in the pending 2024 arbitration, are typically considered illiquid and high-risk. These products are often not appropriate for all investors.
- A pending case does not mean wrongdoing has been proven. It is important to monitor the outcome and understand all details before making decisions about your advisor.
Peter Robertson’s Professional Strengths
- Long-term industry experience: Nearly 40 years in financial services shows significant tenure and knowledge.
- ChFC designation: The Chartered Financial Consultant credential signals advanced expertise in financial planning.
- Career stability: Extended service across the OSAIC group signals consistency with corporate standards and procedures.
- Multi-state licensing: Authorizations in multiple states let clients from diverse locations access his services.
Considerations and Next Steps for Investors
- If you are concerned about investment losses resulting from oil and gas or alternative investments recommended by Peter Robertson or OSAIC WEALTH, INC., take proactive steps to protect your financial interests.
- The experienced attorneys at Haselkorn & Thibaut can help you review your portfolio and analyze your case with no cost or obligation.
- Act quickly if you have experienced losses. There are strict deadlines to file claims related to investment losses.
- Consulting with an experienced securities law firm is confidential and risk-free. There are no fees unless Haselkorn & Thibaut recovers funds on your behalf.
Contact Haselkorn & Thibaut Today
If you have questions regarding your experience with Peter Brian Robertson (OSAIC WEALTH, INC. – Irvine, CA) or have suffered investment losses, get answers and peace of mind with a free confidential consultation at 1-888-885-7162.
Haselkorn & Thibaut is a nationwide team of seasoned investment fraud lawyers and former investment professionals—offering over 50 years of combined experience, a 98% success rate, and a “no recovery, no fee” policy.
Take the first step today to safeguard your financial future.
