Raymond Samuels of UBS Financial Services and Fidelity Under Investigation

Sue Financial Advisor, Investment Fraud Lawyers

It’s no small matter when allegations of financial misconduct are on the table. In this case, we’re dealing with a pending customer dispute, one that has sparked a thorough investigation by the law firm of Haselkorn & Thibaut. The allegations? A client alleges that his Financial Advisor, Raymond Samuels affiliated with UBS Financial Services Inc. and Fidelity Brokerage Services LLC, failed to follow his instructions by not paying the premiums on his variable life insurance product. The alleged damages are estimated to be in excess of $5,000.

What’s at Stake?

The situation unfolded between February 1st, 2021, and September 9th, 2022. The client entrusted his financial advisor with the responsibility of managing his variable life insurance product. However, it’s alleged that the advisor didn’t pay the premiums as instructed. This kind of oversight could have severe implications for the client, hence the seriousness of the allegations.

Haselkorn & Thibaut: The Investigators

Haselkorn & Thibaut, a national investment fraud law firm, is currently investigating the advisor and the company. With offices in Florida, New York, North Carolina, Arizona, and Texas, they’re well-positioned to handle these sorts of cases. They bring over 50 years of experience to the table, and their track record speaks for itself. They’ve successfully recovered financial losses for investors with a staggering 98% success rate.

FINRA Arbitration: A Path to Recovery?

For investors who’ve suffered losses due to alleged misconduct, there’s a beacon of hope. The Financial Industry Regulatory Authority (FINRA) Arbitration can provide a means for investors to recover their losses. This process can be a game-changer for those who’ve found themselves on the wrong end of a bad deal.

Why Choose Haselkorn & Thibaut?

Choosing the right law firm can make all the difference in these cases. Haselkorn & Thibaut not only offers a wealth of experience and a high success rate, but they also operate under a “No Recovery, No Fee” policy. This means that they’re committed to getting results for their clients. They’re even offering a free consultation at 1-800-856-3352 for those in need of their services.

When it comes to financial disputes, it’s crucial to have the right team in your corner. Haselkorn & Thibaut’s investigation into this matter is ongoing, and they’re committed to ensuring justice is served.

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