Ryan Finch, Emerson Equity Advisor in Greenwood, Colorado: Comprehensive 2025 Investor Report
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Haselkorn & Thibaut, a leading national investment fraud law firm, has opened an investigation into Ryan Finch (CRD# 6379871), a Colorado-based financial advisor registered with Emerson Equity, doing business as Tangible Wealth Solutions. This research-backed report provides investors with a complete and updated overview of Ryan Finch’s background, regulatory history, and any known investor complaints as of October 2025. Our goal is to help you make informed choices regarding your investments and know your options if you have experienced losses.
Who Is Ryan Finch?
Ryan Finch is a financial advisor and broker based in Greenwood, Colorado. He is currently registered with Emerson Equity and markets his services through Tangible Wealth Solutions. With nearly a decade of experience in the securities industry, Mr. Finch has held a series of regulatory licenses that enable him to recommend a variety of investment products.
Key Points About Ryan Finch’s Professional Background:
- Years of Experience: 10
- Current Firm: Emerson Equity (Tangible Wealth Solutions)
- Location: Greenwood, Colorado
- Past Affiliations: Colorado Financial Services Corporation (2017-2020), Cobiz Wealth (2014-2017)
- Examinations Passed:
- Securities Industry Essentials (SIE)
- General Securities Representative (Series 7TO)
- Uniform Securities Agent State Law (Series 63)
- Uniform Investment Adviser Law (Series 65)
- Direct Participation Programs Representative (Series 22)
- State Licenses: 23
Table: Ryan Finch’s Registration Timeline
| Firm | Role | Years |
|---|---|---|
| Emerson Equity (Tangible Wealth Solutions) | Broker/Advisor | 2020 – Present |
| Colorado Financial Services Corporation | Broker/Advisor | 2017 – 2020 |
| Cobiz Wealth | Broker/Advisor | 2014 – 2017 |
Investor Complaint History: What We Know
As of October 2025, Ryan Finch’s regulatory history is notable for being clear of most disciplinary events, but one significant investor complaint stands out and deserves careful attention from potential and existing clients.
Details of the Pending Investor Complaint:
- Date Filed: July 2025
- Amount Alleged: $542,000
- Status: Pending
- Main Allegations:
- Violation of state and federal securities law
- Breach of contract
- Common law fraud
- Breach of fiduciary duty
- Negligence in portfolio management/recommendations
- BrokerDealer at Time: Emerson Equity / Tangible Wealth Solutions
This is the only investor complaint currently disclosed for Mr. Finch as of the most recent records. No prior customer disputes, regulatory actions, or arbitration claims have been recorded in relation to his CRD #6379871.
Regulatory Background Check: A Deeper Dive
Haselkorn & Thibaut’s research includes reviews of FINRA BrokerCheck, SEC filings, state securities regulator websites, federal and state court dockets, and major news sources. Here’s a concise overview of our findings:
- FINRA BrokerCheck: Only one investor complaint (pending), no regulatory actions or arbitration awards.
- SEC Activity: No litigation releases, administrative actions, or enforcement proceedings against Ryan Finch.
- State Securities Registrations: No orders, suspensions, or revocations reported in any of the multiple states where Finch is licensed, including California, New York, and Texas.
- Court Dockets: No state or federal cases against Finch regarding securities or investment advisory matters.
- News and Web Search: No media coverage, class actions, or whistleblower reports naming Finch.
You can verify current regulatory status by visiting the FINRA BrokerCheck website.
Key Investor Takeaways & Remaining Red Flags
- Pending $542,000 Complaint: Although this is the only client-related disclosure on record, the size of the alleged damages and multiple serious claims prompt concern. These include potential breaches of fiduciary duty and fraud—allegations that often lead to regulatory scrutiny.
- No Regulatory or Civil Proceedings: Beyond the complaint, no additional regulatory or legal actions have surfaced, suggesting an otherwise clean history. However, the pending status means additional details could emerge.
- Fiduciary Duty: As a registered investment advisor, Finch is legally bound by SEC and state fiduciary standards, including putting client interests first, disclosing conflicts, and acting with loyalty. A breach of fiduciary duty may result in advisor liability and investor recovery rights.
Should Investors Be Concerned?
While one complaint does not necessarily indicate a pattern of conduct, the seriousness and dollar amount of the allegations merit careful review if you are a current or former client. Each situation is unique and should be evaluated based on your circumstances and documentation.
- If you have concerns about your account or recommendations made by Ryan Finch or Emerson Equity (Tangible Wealth Solutions), do not wait for the outcome of a regulatory action to understand your legal options.
- Immediate action may help preserve your rights and maximize your chances for recovery.
How Haselkorn & Thibaut Can Help You
Haselkorn & Thibaut’s team of experienced investment fraud lawyers has helped investors nationwide recover millions in lost investments. Our investor advocates offer:
- Free, confidential portfolio reviews
- Clear evaluation of your potential claims and options, with no obligation
- No recovery, no fee compensation model
- Over 50 years of combined legal experience and a 98% success rate in securities cases
We encourage anyone who has questions or suffered losses with Ryan Finch, Emerson Equity, or Tangible Wealth Solutions to contact us immediately.
Contact Information
If you have experienced investment losses or simply wish to understand your rights, call Haselkorn & Thibaut today at 1-888-994-8066 for a free and confidential consultation, or visit investmentfraudlawyers.com. Remember, there is no fee unless we recover money for you.
Trust your recovery to a team with national experience, a proven record, and a personalized approach to every client’s case. Reach out now to protect your financial future.
