Ryan Finch (CRD# 6379871), a financial advisor based in Greenwood, Colorado, with Tangible Wealth Solutions under broker-dealer Emerson Equity, is currently the subject of an investor-focused investigation launched by Haselkorn & Thibaut (investmentfraudlawyers.com). If you or a loved one have invested with Ryan Finch or Emerson Equity and have questions about your accounts, please read this essential report and consider requesting a free, confidential consultation by calling 1-888-994-8066. Your financial wellbeing may depend on timely, informed action.
Background on Ryan Finch – Greenwood, CO Financial Advisor
Table of Contents
With a decade of experience in the securities industry, Ryan Finch is currently registered both as a broker and investment advisor with Emerson Equity, doing business as Tangible Wealth Solutions. As of October 2025, he maintains active registrations and holds 23 state licenses. Over his career, his professional background includes:
- Emerson Equity (Tangible Wealth Solutions): Registered since 2020, based in Greenwood, Colorado.
- Colorado Financial Services Corporation: 2017-2020
- Cobiz Wealth: 2014-2017
Ryan Finch’s qualifications include passing the following FINRA exams:
- Securities Industry Essentials Examination (SIE)
- Series 65 – Uniform Investment Adviser Law Examination
- Series 63 – Uniform Securities Agent State Law Examination
- Series 7TO – General Securities Representative Examination
- Series 22 – Direct Participation Programs Representative Exam
Complaint and Conduct Concerns
One of the most critical recent events in Mr. Finch’s regulatory record is a pending investor complaint alleging substantial damages of $542,000. This complaint, filed in July 2025, alleges the following as a representative of Emerson Equity:
- Violation of state and federal securities law
- Breach of contract
- Common law fraud
- Breach of fiduciary duty
- Negligence
The complaint remains unresolved and reflects serious alleged missteps regarding client protection, suitability, and ethical obligations under securities law. It’s important to note that claims remain allegations unless and until proven, but this is a material disclosure investors should consider carefully.
Summary of Disclosures – Ryan Finch (Emerson Equity / Tangible Wealth Solutions)
| Type of Disclosure | Details |
|---|---|
| Customer Complaints | 1 pending complaint (alleging $542,000 in damages, multiple allegations) |
| Regulatory Actions | No disclosed FINRA or SEC actions |
| Civil or Criminal Litigation | No lawsuits or judgments disclosed |
| Bankruptcies | No personal or firm bankruptcies disclosed |
| Other Disclosures | No criminal disclosures, unsatisfied judgments, or liens |
Red Flags and What Investors Should Watch For
- Large Pending Complaint: The $542,000 claim, still under review, is noteworthy both in size and substance. Allegations of fraud, breach of fiduciary duty, and suitability call into question the quality of investment recommendations and adherence to client interests.
- Lack of Regulatory Disciplinary History: While there are no finalized findings against Ryan Finch by regulatory authorities, the active customer complaint signals that clients should perform extra due diligence and seek outside analysis.
- Advisor’s Duty: Registered representatives operating as investment advisors are held to a high fiduciary standard by the SEC—requiring client interest be placed first, full conflict disclosure, and acting in utmost good faith and loyalty.
- Verification Is Key: Disclosures are updated periodically; always check FINRA BrokerCheck and state records for the latest information before making decisions.
Step-By-Step: How to Review an Advisor’s Record
- Visit BrokerCheck: Go to FINRA BrokerCheck and enter “Ryan Finch” or CRD 6379871.
- Review Employment History: Check current and previous affiliations.
- Check Disclosures: View customer complaints, regulatory actions, litigation, and bankruptcies, if any.
- Consult State Regulators: For state-level disciplinary actions.
- Consider Legal Support: If you see red flags, consulting a specialized law firm is essential.
What Can You Do Next? Take Action for Your Investment Security
If you have concerns about your investments with Ryan Finch, Emerson Equity, or Tangible Wealth Solutions—especially involving private placements or alternative investments—seek advice promptly. Haselkorn & Thibaut is a national securities fraud law firm with a strong record: over 98% success rate, more than 50 years of experience, and millions recovered for investors. No recovery, no fee.
Your next step is easy and confidential:
- Speak with a seasoned investment fraud attorney at 1-888-994-8066
- Request a complimentary portfolio review to evaluate your potential claims and the quality of your investments
- Learn about your rights and what recovery options may be available
Do not wait if you are experiencing losses or suspect unsuitable advice. Take control by contacting Haselkorn & Thibaut today for a free, no-pressure consultation. Your path to clarity and recovery starts with one call: 1-888-994-8066.
