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Antun Domit III of Alterna Securities, Inc. (San Antonio, TX): Investor Alert and Ongoing Investigation by Haselkorn & Thibaut
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Haselkorn & Thibaut (investmentfraudlawyers.com), a national law firm with over 50 years of experience, a 98% success rate, and millions recovered for clients in financial advisor and securities fraud claims, has opened an active investigation into Antun Domit III (CRD #6327183), a San Antonio, Texas-based financial advisor registered with Alterna Securities, Inc. (CRD #41139).
If you are an investor with Antun Domit III or Alterna Securities and have experienced losses or concerns regarding the handling of your investments, you may be entitled to recover damages through FINRA arbitration. Call Haselkorn & Thibaut now for a free, confidential consultation at 1-888-994-8066.
Advisor Summary and Background
| Field | Value |
|---|---|
| Advisor Name | Antun Domit III |
| Advisor’s CRD | 6327183 |
| Broker-Dealer | Alterna Securities, Inc. |
| Broker-Dealer CRD | 41139 |
| Location | 19134 Stone Oak Parkway, Suite 200, San Antonio, TX 78258 |
| Additional Firm | Alterna Wealth Management, Inc. (CRD #146153) |
| Licenses | FINRA General Securities Representative (SIE, Series 7, Series 66) |
| State Registrations | Broker: TX, FL, CA | Adviser: TX, FL, AZ |
Mr. Domit has been with Alterna Securities, Inc. since December 16, 2014, and also serves as an investment adviser with Alterna Wealth Management since November 2016. His professional history also includes a brief period with JP Morgan Securities LLC in San Antonio, Texas.
Complaints, Lawsuits, and Regulatory Actions
Transparency regarding complaints and disputes is important for every investor. Below is a record of reportable events related to Antun Domit III according to FINRA BrokerCheck and additional legal research.
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Customer Complaint & Settlement (FINRA Arbitration Case No. 23-00283):
- Date Filed: February 2023
-
Allegation:
A customer of Alterna Securities, Inc. alleged that Mr. Domit failed to provide proper advice regarding a deadline related to bankruptcy proceedings on a corporate bond. The customer claimed that Mr. Domit advised holding the bond without converting it, which resulted in financial loss when the bond expired under court order. - Outcome: The case was settled on April 4, 2024, for $75,000.
No other public regulatory actions, suspensions, or criminal events have been reported as of the date of this report. To review Mr. Domit’s full regulatory and complaint history, you can access the official FINRA BrokerCheck page.
Key Red Flags for Investors
Investors are always encouraged to examine any red flags when reviewing the history of their financial advisor or broker-dealer. Based on the data currently available, here are the red flags that warrant attention:
- Customer Complaint and FINRA Settlement:
The settlement of $75,000 to a customer alleging improper advice is a significant disclosure. Any settlement, particularly for a high dollar amount, is important for investors to evaluate. - Alleged Misconduct Involving Bankruptcy-Related Investment Advice:
The case involved a complex scenario in which the client was advised to hold rather than convert a bond, resulting in loss. Specialized advice is required for bankruptcy-affected investments; errors in this area can be costly. - Short Tenure at Prior Brokerage:
Mr. Domit’s relatively brief period with JP Morgan Securities prior to Alterna Securities may be worth reviewing for context, although no adverse regulatory disclosures are noted from that time.
What Should Investors Do If They’ve Suffered Losses with Antun Domit III or Alterna Securities?
If you invested with Antun Domit III and experienced losses that you believe may be the result of mismanagement, unsuitable advice, or lack of proper disclosure, you have options for recourse. FINRA arbitration is often the preferred forum for investors seeking to recover losses from broker-dealers and their representatives. Settlement amounts—such as the recent $75,000 payout referenced above—demonstrate that investors can recover damages when wrongdoing is established.
With rules and timelines that can be confusing, it’s important to consult an experienced securities law attorney before you waive your rights or sign any documents from your brokerage.
How Haselkorn & Thibaut Can Help
Haselkorn & Thibaut offers free consultations to investors nationwide. The firm’s national practice is exclusively focused on representing investors against broker-dealers and financial advisors in cases of misconduct, negligence, or fraud. With a 98% success rate and millions recovered, their attorneys have the experience and resources necessary to guide you through FINRA arbitration or settlement processes—at no out-of-pocket cost. If there is no recovery, you pay nothing.
Frequently Asked Questions
- Can I sue my financial advisor or broker for losses?
Yes—eligible investors can bring claims through the FINRA arbitration process. Most claims must be filed within a certain time frame, so act quickly if you suspect wrongdoing. - How do I know if I have a claim?
The best first step is to consult with an experienced law firm. Haselkorn & Thibaut offers a free, no-obligation review to help determine if you may have a viable case. - What kind of compensation is possible?
Each case is different. Potential damages could include recovery of lost investment principal, lost income, and sometimes interest or attorney’s fees.
Contact Haselkorn & Thibaut Today
If you have concerns about investments with Antun Domit III or Alterna Securities, Inc., don’t wait—call Haselkorn & Thibaut today at 1-888-994-8066 for a free and confidential consultation. Their attorneys can help you understand your rights and pursue possible recovery, with no fee unless you recover funds. Take the first step toward potential compensation and peace of mind.
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