Matthew Copley (San Diego, California) – Review of Complaints, Red Flags, and Emerson Equity Background
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Haselkorn & Thibaut, a national law firm focusing on investment fraud, has opened an investigation into Matthew Copley (CRD# 6247665), an advisor registered with Emerson Equity and based in San Diego, California. This review provides investors with up-to-date information about Mr. Copley, including specific details about reported investor complaints, red flags, professional experience, and what you should consider if you have concerns about your portfolio or prior advice.
Who Is Matthew Copley?
Matthew Copley is an investment professional who has worked in the securities industry for more than 11 years. He is registered as a broker with Emerson Equity since 2020 and as an investment adviser through his own firm, Copley Financial Group, since 2016. Prior to these roles, he was affiliated with Gradient Advisors from 2013 to 2016.
Industry Licenses and Exams:
- Series 66 – Uniform Combined State Law Examination
- Series 63 – Uniform Securities Agent State Law Examination
- Series 24 – General Securities Principal Examination
- Series 99TO – Operations Professional Exam
- Series 22TO – Direct Participation Programs Representative Examination
- Series 7TO – General Securities Representative Examination
Complaints and Disclosures: What Investors Need to Know
While most professionals in the finance industry strive for best practices, investor complaints are important red flags that require careful attention. As of October 25, 2025, Matthew Copley’s FINRA BrokerCheck report shows the following:
| Type of Disclosure | Number | Details |
|---|---|---|
| Regulatory Actions | 0 | None reported |
| Customer Complaints | 2 | Both pending (total alleged damages: $688,536.32 and $100,000–$500,000) |
| Civil Judicial Proceedings | 0 | None reported |
| Bankruptcies | 0 | None reported |
Summary of Investor Complaints
-
September 2025 Complaint:
– Allegations include breach of fiduciary duty, misrepresentation and omission of material facts, violations of state and federal securities laws, breach of contract, and FINRA rule violations in connection with a real estate investment while acting through Emerson Equity.
Claimed damages: $688,536.32 (pending). -
September 2025 Complaint:
– Alleges breach of contract, violation of the Consumer Protection and Deceptive Practices Act, and violation of Regulation Best Interest.
Claimed damages: $100,000–$500,000 (pending).
What To Make of These Complaints?
Both matters remain pending, and no findings of fault have been made as of this writing. However, the nature of the allegations—especially claims of misrepresentation and breach of fiduciary duty—should give investors pause, particularly when large dollar damages are alleged and regulatory standards such as Regulation Best Interest are referenced.
Red Flags: What Should Investors Look For?
- Multiple recent complaints: Even if not yet resolved, multiple complaints in a short time frame, concerning similar types of conduct, can be indicative of broader patterns worth scrutinizing.
- Allegations involving fiduciary duty breaches and misrepresentation: These relate directly to an advisor’s primary legal obligations and can have a significant impact on investment outcomes.
- Large claimed damages: High dollar values in pending claims may reflect serious investor losses or unsuitable investment recommendations.
Additional Regulatory Background
We reviewed FINRA BrokerCheck (link), the U.S. Securities and Exchange Commission records, state securities regulators, and various online sources. No regulatory actions, lawsuits, or disciplinary findings have been reported against Mr. Copley by regulators or courts as of the latest updates. His licenses remain active and in good standing.
Professional Standing at Emerson Equity and Copley Financial Group
Matthew Copley has been registered as a broker with Emerson Equity since 2020 and as an investment advisor with Copley Financial Group since 2016. Emerson Equity is a FINRA registered broker-dealer. As an independent advisor, Mr. Copley’s practice appears to focus on a wide range of securities, including real estate investment opportunities, according to the allegations set forth in the pending complaints.
What Does This Mean for Investors?
If you have invested with Matthew Copley or through Emerson Equity and have concerns about your account, now is the time to act. Pending complaints with sizable alleged damages and serious allegations, even if not resolved, underline the importance of vigilance and proactive portfolio management.
- Regularly review your statements and transaction confirmations.
- Evaluate new or concentrated real estate or alternative investments for suitability and risk.
- Watch for signs of misrepresentation, omissions, or unexplained losses.
How Haselkorn & Thibaut Can Help
Haselkorn & Thibaut is a nationwide law firm with a focus on representing investors in disputes with financial advisors and brokerage firms. With over 50 years of experience, a 98% success rate, and a strong track record of multimillion-dollar recoveries, our team is ready to help you.
No recovery, no fee. Free consultation. Confidential review.
If you have lost money investing with Matthew Copley (San Diego, CA, Emerson Equity, Copley Financial Group) or would like to discuss your situation, call Haselkorn & Thibaut today at 1-888-994-8066 or request your free consultation at investmentfraudlawyers.com. Our experienced attorneys are committed to helping investors recover losses and understand their rights.
Stay Informed and Protect Your Investments
It’s important to stay updated about your advisor’s background, including any changing regulatory matters. You can check the most recent status and disclosures for any advisor through the FINRA BrokerCheck system. If you suspect misconduct, or have experienced unexpected investment losses, seek legal guidance without delay.
Call Haselkorn & Thibaut at 1-888-994-8066 for your free, confidential consultation.
