Haselkorn & Thibaut has opened an investigation into Scottsdale financial advisor Angelica Prescod and her activities at Edward Jones following a recent investor complaint alleging significant financial damages. If you’ve experienced investment losses or concerns with Ms. Prescod’s handling of your account, understanding your rights and options is crucial for protecting your financial future.
Understanding the Recent Complaint Against Angelica Prescod
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According to FINRA BrokerCheck records, Angelica Prescod (CRD# 5381488) faces a pending investor complaint that raises important questions for current and former clients. The complaint, filed in September 2025, alleges that Ms. Prescod failed to follow instructions to place trades in March 2025 while representing Edward Jones.
The alleged damages in this case total $300,000, a substantial sum that highlights the potential severity of the situation. While the complaint remains pending and no determination has been made, investors who have worked with Ms. Prescod may want to review their own account activities and trading history during this period.
Angelica Prescod’s Professional Background
Understanding your financial advisor’s background helps you make informed decisions about your investments. Here’s what public records show about Ms. Prescod:
| Professional Details | Information |
|---|---|
| Years of Experience | 18 years in securities industry |
| Current Firm | Edward Jones (since 2007) |
| Locations | Scottsdale, Arizona & Victoria, Texas |
| Licenses Held | 42 state licenses |
| Certifications | Series 66, SIE, Series 7 |
Ms. Prescod has maintained a long tenure with Edward Jones, having been registered as both a broker and investment advisor with the firm for over 17 years. Her extensive state licensing indicates she serves clients across multiple jurisdictions.
Red Flags Investors Should Watch For
When evaluating your relationship with any financial advisor, including Angelica Prescod, consider these important warning signs:
- Failure to execute trades as instructed – The core allegation in the current complaint
- Unexplained delays in transactions – Timing is critical in investment decisions
- Communication breakdowns – Your advisor should be responsive and clear
- Discrepancies in account statements – Always review your statements carefully
- Unauthorized trading activity – Only you should direct your investment decisions
If you’ve experienced any of these issues with Ms. Prescod or any financial advisor, documenting your concerns promptly can be essential for protecting your interests.
Understanding FINRA Rule 2010 and Your Rights
FINRA Rule 2010 requires all brokers to “observe high standards of commercial honor and just and equitable principles of trade.” This fundamental rule covers various types of potential misconduct, including:
- Failure to follow client instructions
- Poor service quality
- Breach of fiduciary duty
- Negligent investment advice
When advisors violate these standards, investors may be entitled to recover their losses through arbitration or other legal remedies.
What Current and Former Clients Should Do
If you’re a current or former client of Angelica Prescod at Edward Jones, taking these steps can help protect your interests:
- Review your account statements from March 2025 and surrounding months
- Document any trading instructions you provided that may not have been followed
- Calculate any potential losses resulting from delayed or missing trades
- Gather all communications with Ms. Prescod, including emails and notes from phone calls
- Consider seeking professional guidance to understand your options
The Importance of Acting Quickly
Investment fraud claims are subject to strict time limitations. The securities industry typically requires claims to be filed within six years of the event, though this can vary based on specific circumstances. Waiting too long could mean losing your right to recover losses, even if you have a valid claim.
Additionally, memories fade and documentation can be lost over time. Acting promptly ensures the best chance of a successful outcome if you decide to pursue a claim.
How Haselkorn & Thibaut Can Help
With over 50 years of combined experience in securities law, Haselkorn & Thibaut has helped investors nationwide recover millions in losses from financial advisor misconduct. The firm maintains a 98% success rate and operates on a “no recovery, no fee” basis, meaning you pay nothing unless they recover compensation for you.
The firm’s attorneys understand the complexities of securities arbitration and can evaluate whether you have a valid claim against Angelica Prescod or Edward Jones. They offer free, confidential consultations to help you understand your rights and options.
Take Action to Protect Your Financial Future
If you’ve suffered investment losses or have concerns about Angelica Prescod’s handling of your account at Edward Jones, don’t wait to explore your options. The experienced securities attorneys at Haselkorn & Thibaut can review your situation and help you understand whether you may be entitled to recover your losses.
Call Haselkorn & Thibaut today at 1-888-628-5590 for a free consultation. Their team is ready to listen to your story, evaluate your case, and help you take the next steps toward recovering your investment losses. Remember, there’s no cost for the consultation, and you pay no fees unless they successfully recover compensation for you.
