Comprehensive Review: Thomas G. Justice (San Mateo, CA) — Emerson Equity LLC
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Haselkorn & Thibaut, a nationally recognized securities law firm, has launched an investigation into Thomas G. (Gary) Justice (CRD #2786145), a registered representative located in San Mateo, CA, and currently employed by Emerson Equity LLC (CRD #130032). If you have invested with Mr. Justice or Emerson Equity LLC and have concerns, this in-depth report will help you understand the facts, red flags, and your rights as an investor.
With offices across the country, Haselkorn & Thibaut brings over 50 years of experience, a 98% success rate, and millions recovered for clients in the fight against investment fraud. If you’d like a free, confidential consultation, call 1-888-994-8066 today. No recovery, no fee.
Who Is Thomas G. Justice?
- Name: Thomas G. (Gary) Justice
- CRD Number: 2786145
- Location: San Mateo, CA
- Current Broker-Dealer: Emerson Equity LLC, 155 Bovet Road, Suite 725, San Mateo, CA 94402
- Registered Since: 1996; with Emerson Equity LLC since 11/2020
- Licenses Held: SIE, Series 6, 7, 24, 63/65/66
- States Registered In: Washington, Utah
- Other Affiliations: Sunriver Golf Club (UT), customer relations/first-tee starter (approx. 20 hours/month)
Justice has been active in the financial industry since the late 1990s, previously working at firms such as Conover Securities Corporation, Conover Capital Management, Pacific West Securities, Mutual Service Corporation, and others before joining Emerson Equity LLC.
What Complaints or Disputes Are Reported?
Haselkorn & Thibaut’s ongoing investigation focuses on customer complaints, FINRA arbitrations, and regulatory disclosures related to Thomas G. Justice. Here is a complete, up-to-date summary based on recent disclosures and public records:
| Case | Date Filed/Resolved | Allegations | Status/Outcome | Amount |
|---|---|---|---|---|
| FINRA Arbitration No. 25-01701 | Filed: 08/15/2025 |
|
Pending | Damages sought: $1,000,000+ (general/compensatory, rescission, punitive damages, costs, fees, interest) |
| FINRA Arbitration No. 18-02513 | Notice: 07/11/2018 Settled: 11/19/2019 |
|
Settled Individual contribution: $0 |
$80,000 Settlement |
- Both disputes involved concerns about suitability, over-concentration, and complex products (notably non-traded REITs and other alternative investments).
- The pending arbitration alleges a loss of $1 million or more, underscoring the potential magnitude of the investor harm argued by claimants.
- The settled case did not require a financial contribution from Justice personally, but was resolved via the employing broker-dealer at the time.
Key Red Flags for Investors
- Pending Legal Action: A current FINRA arbitration seeks $1,000,000+ in damages against both Justice and Emerson Equity LLC for actions allegedly inconsistent with clients’ investment objectives and risk tolerance.
- History of Customer Disputes: Prior settlement (2019) involving unsuitable and misrepresented recommendations in illiquid and high-risk securities.
- Focus on Alternative Investments: Allegations include promotion of complex real estate securities and non-traded REITs, which may be unsuitable for many retail investors.
- Suitability and Fiduciary Concerns: Disputes question whether Justice’s recommendations met the requirements of FINRA Rule 2111 (Suitability) and SEC’s Regulation Best Interest (Best-Interest Standard).
How To Protect Yourself — and What To Do Next
Any investor with concerns about a brokerage account managed by Thomas G. Justice should take the following steps:
- Visit FINRA BrokerCheck and enter CRD #2786145 to view current disclosures and licensing status. Check also for any additional firm- or advisor-level regulatory actions.
- Review all correspondence regarding investments, account statements, and trade confirmations for unexpected or unauthorized transactions.
- If you were recommended complex products (such as non-traded REITs) and do not fully understand the risks, consider seeking a professional review.
Haselkorn & Thibaut has deep experience representing investors harmed by unsuitable investment recommendations. Their team can analyze your claims, uncover any misconduct, and pursue recovery of your losses on a contingency basis — meaning you pay no upfront fees and nothing unless you receive a recovery.
Your Next Step: Free, Confidential Consultation
If you have experienced losses or have concerns about your account with Thomas G. Justice at Emerson Equity LLC, reach out for a no-obligation consultation with Haselkorn & Thibaut. Their attorneys can help you understand your rights, the status of any complaint, and guide you through the process of potentially recovering your investment losses via arbitration or negotiation. Call today: 1-888-994-8066.
Take control of your financial future. Speak to an experienced lawyer — with no risk and no fees unless there is a recovery.
Summary Table: Highlights of Complaints Against Thomas G. Justice
| Date | Type | Nature of Claim | Status | Amount |
|---|---|---|---|---|
| 08/15/2025 | Customer Complaint/FINRA Arbitration | Suitability, breach of fiduciary duty, unsuitable real estate securities | Pending | $1,000,000+ |
| 07/11/2018 (resolved 11/19/2019) | Customer Complaint/FINRA Arbitration | Unsuitable investments, over-concentration, misrepresentation (non-traded REITs; 2002–2014) | Settled ($0 personal contribution from Justice) | $80,000 |
Haselkorn & Thibaut’s investigation is ongoing. If you have been affected, don’t delay. Call 1-888-994-8066 now for a free case consultation and put their experience to work for you.
