morgan stanley

Morgan Stanley Advisor Shawn Good

Morgan Stanley Advisor Shawn Good to Forfeit $3.2M, 2 Houses, for Ponzi Scheme Fraud

Formerly registered with Morgan Stanley, Wilmington, North Carolina-based financial advisor Shawn Good has been accused of operating a $4.8 million Ponzi scheme by the Securities and Exchange Commission (SEC). According to reported news, he faces two charges of felony. A federal judge in North Carolina has barred him from selling securities, based on the permanent […]

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Morgan Stanley Shawn Good Financial Advisor BARRED Due To $4.8 Million Ponzi Scheme

Morgan Stanley Shawn Good Financial Advisor BARRED Due To $4.8 Million Ponzi Scheme

As revealed by the Securities and Exchange Commission (SEC), Shawn Good’s strategy involved convincing clients to invest money in what he claimed were low-risk real-estate development investments tax-free government bonds. In true Ponzi fashion, he was paying back older investors from the money generated from the newer ones. A complaint was filed in April this

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Cynthia Giovacchino (LPL Financial) Faces 4 Customer Complaints

Jesus Rodriguez, Morgan Stanley Financial Advisor, BARRED By FINRA

Accused of helping himself to $61K from the credit line of a client, former El Paso, Texas financial advisor from Morgan Stanley Jesus Rodriguez has been barred by the Financial Industry Regulatory Authority (FINRA) effective 29th November 2021. There are several customer disputes on his record. However, the FINRA sanctions were issued after his refusal

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